Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$2507-13-2012
John David SantiAvondale Partners, LLCAaron Capital Incorporated03-17-2015
Jeffery Garland Babb Jr.Cape Securities Inc.Advanced Asset Trading, Inc01-09-2013
Richard Lee CaseyU.S. Bancorp Investments, Inc.AIG Capital Services, Inc.10-01-2009
Amy Noelle FranceSunTrust Investment Services, Inc.Allstate Distributors, L.L.C.10-19-2009
Wayne Dean CraryTransamerica Financial Advisors, IncAllstate Financial Services, LLC03-01-2018
Carter Edward Honeycutt Jr.American Portfolios Financial Services, Inc.Allstate Financial Services, LLC10-13-2017
Nelda Fay SappingtonNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC08-22-2017
David Michael CapozziPruco Securities, LLC.Allstate Financial Services, LLC12-19-2016
Trevor Kane MathesWoodmen Financial Services, Inc.Allstate Financial Services, LLC02-23-2016
Marcus Terrell TurnerMML Investors Services, LLCAllstate Financial Services, LLC12-26-2013
Clinton Adison HainesTD Ameritrade Investment Management, LLCAllstate Financial Services, LLC08-08-2012
David William NeffPurshe Kaplan Sterling InvestmentsAllstate Financial Services, LLC10-01-2010
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
Nedia Brassell NettersHorace Mann Investors, Inc.Allstate Financial Services, LLC12-01-2009
David Barry DeansFTB Advisors, Inc.Americafirst Securities, Inc.07-26-2016
Amy Hughes ParrishSilver Oak Securities, IncorporatedAmerican Securities Group, Inc.01-14-2010
Jill Ann GuessMcDonald Partners LLCAmerican Securities Group, Inc.12-17-2009
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Harish Vasanji VishriaAPW Capital, Inc.Ameriprise Financial Services, Inc.$50003-05-2018
Sharon C JenningsGeneos Wealth Management, Inc.Ameriprise Financial Services, Inc.$15010-21-2016
Sean Patrick KeaneSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.08-19-2016
Keaton Reid WilliamsFTB Advisors, Inc.Ameriprise Financial Services, Inc.03-16-2016
Lee Bishop HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10011-04-2015
William Fred HancockWoodmen Financial Services, Inc.Ameriprise Financial Services, Inc.05-07-2013
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Showing 1 to 25 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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