Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Vincent Joseph Giannattasio | A&G Financial Management, LLC | Institutional Capital Management, Inc. | — | 10-15-2010 |
| Henry Thomas Bolen | Advantage Investment Management, LLC | National Planning Corporation | — | 07-30-2012 |
| David Mason Williams | Advantage Investment Management, LLC | Wealth Strategies Advisory Group, Inc. | — | 01-21-2009 |
| Charles Auerbach | Advantage Investment Management, LLC | Wealth Strategies Advisory Group, Inc. | — | 01-21-2009 |
| Michael Kevin Davis | AdviPartner, LLC | Cetera Advisor Networks LLC | — | 05-04-2017 |
| John Kennith Bornstein | Advisory Services Network | FSC Securities Corporation | — | 07-02-2012 |
| Timothy Wayne Greer | Advisory Services Network | FSC Securities Corporation | — | 07-02-2012 |
| Robert Lawrence Delucas | Afton Advisors, LLC | Park Avenue Securities LLC | — | 05-16-2019 |
| Kevin Phillip Moeller | Allstate Financial Services, LLC | Next Financial Group, Inc. | — | 08-07-2019 |
| Sherri Yvonne Thomas | Allstate Financial Services, LLC | CUNA Brokerage Services, Inc. | — | 12-13-2018 |
| Jeffrey S. Jeter | Allstate Financial Services, LLC | OneAmerica Securities, Inc. | — | 09-26-2018 |
| John Webster Beard | Allstate Financial Services, LLC | Farmers Financial Solutions, LLC | — | 08-10-2018 |
| Benjamin L. Wright Jr. | Allstate Financial Services, LLC | MML Investors Services, LLC | — | 09-20-2017 |
| Hilton Leonardo Horne | Allstate Financial Services, LLC | State Farm VP Management Corp. | — | 10-14-2015 |
| Samuel David Gee | Allstate Financial Services, LLC | NYLIFE Securities LLC | — | 06-08-2015 |
| Gerald M. Taylor | Allstate Financial Services, LLC | Northwestern Mutual Investment Services, LLC | — | 02-13-2015 |
| Marcus T. Turner | Allstate Financial Services, LLC | MML Investors Services, LLC | — | 04-03-2014 |
| Nedia B. Netters | Allstate Financial Services, LLC | Horace Mann Investors, Inc. | — | 02-26-2014 |
| Barrett R. Delk | Allstate Financial Services, LLC | CW Securities, LLC | — | 08-30-2013 |
| Daniel Hatley Brown | Allstate Financial Services, LLC | Farmers Financial Solutions, LLC | — | 01-16-2013 |
| Jonathan Adam Barrack | Allstate Financial Services, LLC | Silver Oak Securities, Incorporated | $50 | 04-13-2012 |
| Joshua Matthew Roman | Allstate Financial Services, LLC | Fidelity Brokerage Services LLC | — | 10-26-2011 |
| David Elliott Erb | Allstate Financial Services, LLC | Cape Securities Inc. | — | 07-16-2010 |
| Bradley Duane Hardman | Allstate Financial Services, LLC | Edward Jones | — | 02-27-2009 |
| Laura Ginnette Owsley | AM Investment Strategies, LLC | Purshe Kaplan Sterling Investments | — | 11-27-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
