Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Jason NealSterne, Agee & Leach, Inc.UBS Financial Services Inc.03-15-2010
Vicki Elaine CherrySterne, Agee & Leach, Inc.UBS Financial Services Inc.03-15-2010
Reagan Conrad CurlLPL Financial LLCMidAmerica Financial Services, Inc.$2503-19-2010
Ronny KwonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-22-2010
John Douglas RoszellSecurities Service Network, LLCWoodbury Financial Services, Inc.$1003-23-2010
Montie Beal HartWells Fargo Clearing Services, LLCMorgan Stanley03-25-2010
Robert William CopelandCopeland Wealth Management, LLCSA Stone Wealth Management Inc.03-25-2010
Tracey Horner PearsonFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-29-2010
Roy Daniel MansbergWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5004-01-2010
Glenn J RomerCenter Street Securities, Inc.Lincoln Financial Securities Corporation$2504-05-2010
David Russell RodgersNationwide Securities, LLCHornor, Townsend & Kent, LLC04-06-2010
John R GloverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2010
Carl James GreeneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-13-2010
James D Davis Jr.LPL Financial LLCVALIC Financial Advisors, Inc.$104-14-2010
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$15004-16-2010
James Austin Walne Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Keegan & Company, Inc.$10004-20-2010
Debra Sue HowardLPL Financial LLCMorgan Keegan & Company, Inc.04-23-2010
Oliver Porter StarkNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC04-23-2010
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
Todd C BrannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-28-2010
Brian David MurrayLPL Financial LLCEdward Jones04-29-2010
Matthew Alan PlumleyINVEST Financial CorporationMetLife Securities Inc.04-29-2010
Rebecca Loyd FrazierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15004-30-2010
Lisa B DreherSilver Oak Securities, IncorporatedInstitutional Capital Management, Inc.$2505-05-2010
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
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Showing 226 to 250 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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