Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Ann GuessMcDonald Partners LLCAmerican Securities Group, Inc.12-17-2009
Timothy Jude PagliaraCapWealth Advisors, LLCNBC Securities, Inc.$15012-21-2009
Robert George SpencerB. Riley Wealth ManagementHowe Barnes Hoefer & Arnett, Inc.$15012-22-2009
Timothy Roy MurphyCapWealth Investment Services, LLCNBC Securities, Inc.$5012-22-2009
Ryan BuckenmeyerLincoln Financial Securities CorporationState Farm VP Management Corp.01-04-2010
David Grant SimmonsSecurities Service Network, LLCMedallion Advisory Services, LLC01-04-2010
Thomas Edward AllwineSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Nancy FrommCenter Street Securities, Inc.Financial West Group01-04-2010
Brian Charles StiversUSA Financial Securities CorporationSymetra Investment Services, Inc.01-04-2010
Lynn Dickson McGillPrivate Client Services, LLCWoodbury Financial Services, Inc.01-04-2010
Brady Michael StanfordMorgan Keegan & Company, Inc.Duncan-Williams, Inc.01-04-2010
Robert Leonard PragnellLPL Financial LLCMorgan Keegan & Company, Inc.$2501-05-2010
Linda Arnan McGillPrivate Client Services, LLCWoodbury Financial Services, Inc.$1001-05-2010
Collier Brent NussbaumerWalnut Street Securities, Inc.Wells Fargo Clearing Services, LLC$10001-05-2010
Brenda L. MaloneRaymond James Financial Services, Inc.Wiley Bros.-Aintree Capital, LLC01-07-2010
Anna Christina WinslowSecurities Service Network, LLCMedallion Advisory Services, LLC01-07-2010
Jeanine Trenouth MartinPFS Investments Inc.PFS Investments Inc.01-07-2010
Richard Alan JonesMML Investors Services, LLCFSC Securities Corporation$2501-08-2010
Lisa Ragen RuckerWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
James Madison Wells IIIWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
Ed Tiencken McManus Jr.Cuttingedge AdvisorsCuttingedge Advisors$1001-19-2010
Michael Steven PopeAllstate Financial Services, LLCRaymond James Financial Services, Inc.$1001-28-2010
Lisa M Campbell-IngramFirst Independent Financial Services, Inc.Edward Jones$2502-01-2010
Barbara Esther DeitelWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-01-2010
Jeremy Patrick HutzelSailer Financial, LLCInstitutional Capital Management, Inc.02-04-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.