Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Rex JohnsonBrown Associates, Inc.Morgan Keegan & Company, Inc.02-11-2010
Brant Andrew RayWells Fargo Clearing Services, LLCEdward Jones02-12-2010
Bavy Uriah LopezMML Investors Services, LLCFirst Command Financial Planning, Inc.02-16-2010
Francis Patrick Owen Jr.Wells Fargo Clearing Services, LLCEdward Jones02-18-2010
Scott Lee CrawfordB. Riley Wealth ManagementOppenheimer & Co. Inc.02-25-2010
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010
Jeremy Tate CorleyFSC Securities CorporationU.S. Bancorp Investments, Inc.$103-02-2010
Glenda M. HenrySunTrust Investment Services, Inc.Morgan Keegan & Company, Inc.03-11-2010
Daryl Rene QuarlesWells Fargo Clearing Services, LLCMorgan Stanley$15003-12-2010
Vicki E. CherrySterne, Agee & Leach, Inc.UBS Financial Services Inc.03-15-2010
Shane Jason NealSterne, Agee & Leach, Inc.UBS Financial Services Inc.$5003-15-2010
Ronny KwonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-22-2010
Robert William CopelandCopeland Wealth Management, LLCSA Stone Wealth Management Inc.$5003-25-2010
Montie Beal HartWells Fargo Clearing Services, LLCMorgan Stanley$15003-25-2010
Tracey Horner PearsonFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-29-2010
Reagan Conrad CurlLPL Financial LLCMidAmerica Financial Services, Inc.03-30-2010
Roy Daniel MansbergWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.04-01-2010
Glenn J. RomerCenter Street Securities, Inc.Lincoln Financial Securities Corporation04-05-2010
David Russell RodgersNationwide Securities, LLCHornor, Townsend & Kent, LLC$2504-06-2010
John R. GloverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2010
David Anthony OttScottrade, Inc.Waddell & Reed04-12-2010
Carl James GreeneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-13-2010
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.04-16-2010
James D. Davis Jr.LPL Financial LLCVALIC Financial Advisors, Inc.04-19-2010
James Austin Walne Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Keegan & Company, Inc.$5004-20-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.