Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nelson Blair PattersonWells Fargo Clearing Services, LLCEdward Jones$5008-20-2010
Gary Bret FincherM Holdings Securities, Inc.Securian Financial Services, Inc.$15008-26-2010
Christopher Dwight StoutM Holdings Securities, Inc.Securian Financial Services, Inc.08-26-2010
Drew Moore McMillinRaymond James Financial Services, Inc.Asset Planning Corporation08-31-2010
Chris Thomas BadciongUnited Capital Financial AdvisersSOVEREIGN WEALTH MANAGEMENT INC09-09-2010
Michael Joseph DeutschUnited Capital Financial AdvisersSOVEREIGN WEALTH MANAGEMENT INC09-09-2010
Virginia M BrewerUnited Capital Financial AdvisersSOVEREIGN WEALTH MANAGEMENT INC09-09-2010
Nicholas Loran ElovitzPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.10-01-2010
David William NeffPurshe Kaplan Sterling InvestmentsAllstate Financial Services, LLC10-01-2010
Darla Lynn LeblancInfinex Investments, Inc.Uvest Financial Services Group, Inc.10-08-2010
Vincent Joseph GiannattasioA&G Financial Management, LLCInstitutional Capital Management, Inc.10-15-2010
Terry Leann KeltnerMorgan StanleyFTB Advisors, Inc.10-18-2010
Martin Bennett HalpernVALIC Financial Advisors, Inc.GWFS Equities, Inc.10-21-2010
Jessica Y. JungLPL Financial LLCMorgan Keegan & Company, Inc.10-22-2010
Lee Andrew JacksonSilver Oak Securities, IncorporatedTransamerica Financial Advisors, Inc10-29-2010
James Robert FairweatherLPL Financial LLCEdward Jones$2511-03-2010
Hulon Otis Warlick IV, Stacey Stephenson HydeCommonwealth Financial NetworkFTB Advisors, Inc.11-03-2010
Scott Edward AndersonB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$2511-11-2010
Danny Lee LambNYLIFE Securities LLCPNC Investments11-15-2010
Grady Colin TaborProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Jeffrey Chad JordanProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Christian Alexander HermoChristian A. Hermo LLCWaddell & Reed11-29-2010
George Henry Andrews Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2010
Andrew William VinsonMML Investors Services, LLCMorgan Keegan & Company, Inc.12-06-2010
Jeffrey Boyd ReedAmeriprise Financial Services, Inc.FTB Advisors, Inc.12-08-2010
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Showing 251 to 275 of 1,560 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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