Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bethel L. ColemanCUNA Brokerage Services, Inc.Edward Jones12-16-2010
Marietta Marvin MasonThe Investment Center, Inc.Questar Capital Corporation$1001-03-2011
Eddie Wilson Stewart IIIVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Michael Lynn GuessNext Financial Group, Inc.Morgan Stanley01-03-2011
Julie Ann ChambersVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Andrew Stuart MumpowerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2011
Robin D. HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-18-2011
Wade Lance McMinn Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Roger Duke ZieglerVoya Financial Advisors, Inc.Edward Jones$2502-11-2011
Richard Reed RuhUBS Financial Services Inc.Morgan Stanley$5002-15-2011
Lindsey Kay DonovanWells Fargo Advisors Financial Network, LLCMorgan Keegan & Company, Inc.$1002-16-2011
James Allen SchrackCenter Street Securities, Inc.Sunset Financial Services, Inc.02-17-2011
John Ross NanniSecurities Service Network, LLCPrincipal Securities, Inc.02-18-2011
Alexander Walker JonesLPL Financial LLCFTB Advisors, Inc.03-24-2011
Joshua Neal GerikLPL Financial LLCEdward Jones$2503-28-2011
Edward Brett LewisMorgan StanleyMorgan Keegan & Company, Inc.03-29-2011
Cara Laiolo BeckerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.04-13-2011
Angela Marie FerranteCenter Street Securities, Inc.QA3 Financial Corp.04-14-2011
Craig Harrison MillerLPL Financial LLCEdward Jones04-20-2011
Pamela Datissna PittsWaddell & ReedCetera Advisor Networks LLC04-21-2011
Rebecca Hill BaldusSecurities Service Network, LLCSecurities America, Inc.$10004-29-2011
Mitchell Glenn TuellUBS Financial Services Inc.SunTrust Investment Services, Inc.04-29-2011
Stephen Douglas FryWoodbury Financial Services, Inc.HD Vest Investment Services05-16-2011
John Philip SteeleWaddell & ReedMorgan Keegan & Company, Inc.05-16-2011
John Thomas Garmany Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10005-19-2011
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Showing 276 to 300 of 1,560 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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