Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kara Diane ZimmerRaymond James Financial Services, Inc.Cetera Financial Specialists LLC$2506-07-2010
David Bassel Ferraro Jr.MetLife Securities Inc.Bright Trading, LLC06-07-2010
Taylor Thurman FrancisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-10-2010
Steven Thomas FerrettiU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2010
James Lee KinserWells Fargo Clearing Services, LLCMorgan Stanley$5006-11-2010
Paul Edward MeltonWaddell & ReedMorgan Keegan & Company, Inc.$15006-17-2010
George Lucas SwatzellVALIC Financial Advisors, Inc.Edward Jones06-22-2010
John Mack MajorsSageview Private Client Group, LLCC & J Wealth Advisors$15006-22-2010
Thomas Michael BarnesMorgan Keegan & Company, Inc.Edward Jones$1006-24-2010
Vincent Joseph Kotarski Jr.Principal Securities, Inc.Nationwide Securities, LLC06-25-2010
Evan M. FischerFidelity Brokerage Services LLCEdward Jones06-28-2010
Connie Theresa PearsonValues First Advisors, Inc.Transamerica Financial Advisors, Inc07-01-2010
David K TomitaFirst Horizon Advisors, Inc.UBS Financial Services Inc.$1007-06-2010
Kristen Baker DiamondFirst Horizon Advisors, Inc.NYLIFE Securities LLC07-06-2010
Zach Zechariah SmithFirst Citizens Financial Plus, Inc.Morgan Stanley07-07-2010
Brenda L. MaloneFirst Independent Financial Services, Inc.Raymond James Financial Services, Inc.07-09-2010
John Sky GriffinRaymond James & Associates, Inc.Carolina Capital Markets, Inc.$5007-13-2010
Thomas Joseph BononnoRaymond James & Associates, Inc.Duncan-Williams, Inc.07-15-2010
Carrie Michelle TurcotteLPL Financial LLCRaymond James & Associates, Inc.07-16-2010
David Elliott ErbAllstate Financial Services, LLCCape Securities Inc.07-16-2010
Larry Moore ParkerStephensMorgan Stanley$10007-16-2010
Waymon Reuben TiptonStephensMorgan Stanley$15007-16-2010
Michael Scott ByromLPL Financial LLCCetera Financial Specialists LLC$1007-28-2010
Steven Lee DickRaymond James Financial Services, Inc.Edward Jones$5007-28-2010
Billy James RobertsonCenter Street Securities, Inc.Great American Advisors, Inc.07-28-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.