Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny Lee LambNYLIFE Securities LLCPNC Investments11-15-2010
Tracy Ann OliveCAPWEALTH INVESTMENT SERVICES, LLCNBC Securities, Inc.11-15-2010
Grady Colin TaborProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Jeffrey Chad JordanProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Charles Lee Brickey Sr.Concordius Capital AdvisorsBrewer Financial Services, LLC11-22-2010
Drew Moore McmillinRaymond James Financial Services Advisors, IncAsset Planning Corporation11-22-2010
Todd Douglas MooneyhamSunTrust Investment Services, Inc.FTB Advisors, Inc.11-22-2010
Christian Alexander HermoChristian A. Hermo LLCWaddell & Reed11-29-2010
George Henry Andrews Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2010
Andrew William VinsonMML Investors Services, LLCMorgan Keegan & Company, Inc.$112-06-2010
Jeffrey Boyd ReedAmeriprise Financial Services, Inc.FTB Advisors, Inc.$112-08-2010
Kimberly Meyer KellerSunTrust Investment Services, Inc.TrustCore Investments LLC12-08-2010
Wallace Key Holleman Jr.Raymond James & Associates, Inc.Robert W. Baird & Co. Incorporated12-10-2010
David Evans MooreFoothill Securities, Inc.Infinex Investments, Inc.12-15-2010
Bethel L ColemanCUNA Brokerage Services, Inc.Edward Jones$112-16-2010
William Daniel PrestageWFG Advisors, LPInvestors Capital Corp.12-16-2010
Robert Emmett HicksBrokersXpress LLCRaymond James Financial Services Advisors, Inc12-23-2010
Sarah Mimms FullerCenter Street Securities, Inc.SagePoint Financial, Inc.01-01-2011
Stephen Ellis HamiltonHIMCO Distribution Services CompanyUBS Financial Services Inc.01-01-2011
Marietta Marvin MasonThe Investment Center, Inc.Questar Capital Corporation$101-03-2011
Michael Lynn GuessNext Financial Group, Inc.Morgan Stanley$5001-03-2011
Kathleen Sidley ParksPatriot Investment Management Group IncSecurities America, Inc.01-05-2011
John Barry JenkinsWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.01-06-2011
Andrew Stuart MumpowerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-07-2011
Scott Douglas WilliamsRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC01-14-2011
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Showing 326 to 350 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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