Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Riley CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-28-2010
Cathy T. RidenourLincoln Financial Securities CorporationMetLife Securities Inc.08-05-2010
Delores Marie HayesCenter Street Securities, Inc.Raymond James Financial Services, Inc.$1008-05-2010
William Scott ThomasAscension Wealth Advisors, LLCFrontier Financial Partners, LLC08-09-2010
William Alexander Robinson IIIBrown Associates, Inc.Avantax Investment Services, Inc.08-11-2010
Dennis William SchillingCaldwell Advisors, LLCRobert W. Baird & Co. Incorporated08-11-2010
Mark Stephen MeyerFifth Third Securities, Inc.SunTrust Investment Services, Inc.08-13-2010
Richard Joseph Russillo Jr.Securities Service Network, LLCAXA Advisors, LLC$5008-16-2010
Seth Patrick ColleyBancorpSouth Investment Services, Inc.MML Investors Services, LLC08-17-2010
David Lee MorrisAvondale Partners, LLCChurch Street Advisors LLC08-17-2010
Nelson Blair PattersonWells Fargo Clearing Services, LLCEdward Jones$5008-20-2010
Christopher Dwight StoutM Holdings Securities, Inc.Securian Financial Services, Inc.08-26-2010
Drew Moore McMillinRaymond James Financial Services, Inc.Asset Planning Corporation08-31-2010
Andrew Scott StarkPark Avenue Securities LLCFirst Tennessee Advisory Services, Inc.$15009-03-2010
Michael Joseph ShortB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$2509-03-2010
Timothy Ray DillIndependent Financial PartnersMetLife Securities Inc.09-09-2010
Carl Christopher McDonaldUnited Capital Financial AdvisersSovereign Wealth Management Inc09-09-2010
Chris Thomas BadciongUnited Capital Financial AdvisersSOVEREIGN WEALTH MANAGEMENT INC09-09-2010
Michael Joseph DeutschUnited Capital Financial AdvisersSOVEREIGN WEALTH MANAGEMENT INC09-09-2010
Virginia M BrewerUnited Capital Financial AdvisersSOVEREIGN WEALTH MANAGEMENT INC09-09-2010
Charles Dale WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-10-2010
Rhonda Marlene MooreNorthwestern Mutual Investment Services, LLCThoroughbred Financial Services, LLC09-14-2010
Niles C. ChristodoulidisWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2010
Nicholas Loran ElovitzPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.10-01-2010
David William NeffPurshe Kaplan Sterling InvestmentsAllstate Financial Services, LLC10-01-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.