Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robin Dean HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2501-18-2011
Wade Lance Mcminn Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC$10001-31-2011
Justin Michael TaylorDuncan-Williams, Inc.Wells Fargo Clearing Services, LLC02-01-2011
John Robert BondInfinex Investments, Inc.Uvest Financial Services Group, Inc.02-08-2011
Sheila Powers JonesInfinex Investments, Inc.Uvest Financial Services Group, Inc.02-08-2011
Roger Duke ZieglerVoya Financial Advisors, Inc.Edward Jones$102-11-2011
Richard Reed RuhUBS Financial Services Inc.Morgan Stanley$10002-15-2011
Lindsey K RheaWells Fargo Advisors Financial Network, LLCMorgan Keegan & Company, Inc.$10002-16-2011
Deborah Lawrence PerryVoya Financial Advisors, Inc.LPL Financial LLC02-17-2011
James Allen SchrackCenter Street Securities, Inc.Sunset Financial Services, Inc.$2502-17-2011
John Ross NanniSecurities Service Network, LLCPrincipal Securities, Inc.02-18-2011
Christopher Chea StewartWoodbury Financial Services, Inc.AXA Advisors, LLC02-28-2011
Grant Nathan CarrollU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-28-2011
Charles Lee Brickey Sr.Silver Oak Securities, IncorporatedConcordius Capital Advisors03-07-2011
Nicholas Moor WeissfeldLPL Financial LLCKestra Investment Services, LLC03-10-2011
Ellen E CoppingerCUNA Brokerage Services, Inc.Foothill Securities, Inc.03-11-2011
Bradley David ChurchLPL Financial LLCWells Fargo Advisors Financial Network, LLC03-17-2011
Owen Alexander KeithTelarray, LLCCharles Schwab & Co., Inc.03-21-2011
Wesley Jonathan RobbinsU.S. Bancorp Investments, Inc.Uvest Financial Services Group, Inc.03-21-2011
Alexander Walker JonesLPL Financial LLCFTB Advisors, Inc.03-24-2011
Michael Keith ChandlerForesters Equity Services, Inc.CUNA Brokerage Services, Inc.03-25-2011
Colby Russell RobbinsRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC03-28-2011
Joshua Neal GerikLPL Financial LLCEdward Jones$3203-28-2011
Edward Brett LewisMorgan StanleyMorgan Keegan & Company, Inc.03-29-2011
John Crenshaw RidleyProEquities, Inc.SunTrust Investment Services, Inc.03-31-2011
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Showing 351 to 375 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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