Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Wayne HodgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.10-01-2010
Michael Jeremiah MooneySouthport CapitalOppenheimer & Co. Inc.$5010-06-2010
Darla Lynn LeblancInfinex Investments, Inc.Uvest Financial Services Group, Inc.10-08-2010
Leslie JohnsonState Farm VP Management Corp.State Farm VP Management Corp.10-08-2010
Nicholas Andrew ClayPurshe Kaplan Sterling InvestmentsJ.J.B. Hilliard, W.L. Lyons, LLC10-13-2010
Vincent Joseph GiannattasioA&G Financial Management, LLCInstitutional Capital Management, Inc.10-15-2010
Lynden Earl WiscaverPruco Securities, LLC.Hilltop Securities Independent Network Inc.$5010-18-2010
Julian Lane Latimer IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2010
Terry Leann KeltnerMorgan StanleyFirst Horizon Advisors, Inc.10-18-2010
Martin Bennett HalpernVALIC Financial Advisors, Inc.GWFS Equities, Inc.10-21-2010
William Shane KonvesWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-21-2010
Jessica Y. JungLPL Financial LLCMorgan Keegan & Company, Inc.10-22-2010
Friedrich Horst FiebigFirst Allied Securities, Inc.Zacks Investment Management, Inc.10-22-2010
Lee Andrew JacksonSilver Oak Securities, IncorporatedTransamerica Financial Advisors, Inc$5010-29-2010
James Robert FairweatherLPL Financial LLCEdward Jones11-03-2010
Hulon Otis Warlick IVCommonwealth Financial NetworkFTB Advisors, Inc.11-03-2010
Jesse Kelin GilesAmeriprise Financial Services, LLCEdward Jones$1011-05-2010
Scott Edward AndersonB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$2511-11-2010
Bryan A. SiskLPL Financial LLCFTB Advisors, Inc.11-12-2010
Danny Lee LambNYLIFE Securities LLCPNC Investments11-15-2010
Tracy Ann OliveCapWealth Investment Services, LLCNBC Securities, Inc.11-15-2010
Grady Colin TaborProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Jeffrey Chad JordanProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Todd Douglas MooneyhamSunTrust Investment Services, Inc.FTB Advisors, Inc.11-22-2010
Charles Lee Brickey Sr.Concordius Capital AdvisorsBrewer Financial Services, LLC$5011-22-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.