Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivie Phillip Burns IIMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC02-01-2009
James Gray AndersonMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC02-01-2009
John Russell Sant Amour Jr.Morgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC02-01-2009
Michael Andrew ValentineMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Michael Dennis CrowderMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.02-01-2009
Michael Stephen KakassyMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Ronnie Ray MccoyMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Tracey Alan BinkleyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Cathy T WerthanLPL Financial LLCCincinnati Analysts, Inc.02-09-2009
Gary Sidney JamesonUBS Financial Services Inc.Citigroup Global Markets Inc.02-10-2009
April Lynn BurnettNationwide Securities, LLCFarmers Financial Solutions, LLC02-11-2009
R. Charlton Lentz Jr.One Trusted Advisor InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Daniel Swift EdmundsAnderson & Strudwick, IncorporatedCitigroup Global Markets Inc.02-13-2009
William Ben Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Patrick John BrownAllstate Financial Services, LLCPrincipal Securities, Inc.02-17-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$5002-18-2009
Daniel Robert HillHill Wealth StrategiesCentaurus Financial, Inc.02-20-2009
Jason Johnson FairB. Riley Wealth ManagementStanford Group Company$2502-26-2009
Lester Russell Kefauver IVJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones02-26-2009
Thomas Joseph BegleyB. Riley Wealth ManagementBanc of America Investment Services, Inc.02-26-2009
Thomas Tucker DunbarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2009
Bradley Duane HardmanAllstate Financial Services, LLCEdward Jones02-27-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2009
Christopher Stone CravensRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10702-27-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$3402-27-2009
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Showing 26 to 50 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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