Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles AuerbachAdvantage Investment Management, LLCWealth Strategies Advisory Group, Inc.$10001-21-2009
Sharon C. JenningsAmeriprise Financial Services, LLCFSC Securities Corporation$501-22-2009
George Ernest Hart IIIB. Riley Wealth ManagementCitigroup Global Markets Inc.01-23-2009
Derek Christopher BlandLBMC Investment Advisors, LLCStrategic Wealth Management Group, LLC01-27-2009
Michael Lynn MatthewsUBS Financial Services Inc.Citigroup Global Markets Inc.$1001-28-2009
Elliot Ryan KierskyUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Nathan Daniel O'BryantO'Bryant & Associates, Inc.Brookstone Capital Management LLC01-29-2009
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Harold D. JoinesWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Locke Y. Carter Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-30-2009
Michael Andrew ValentineMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Michael Stephen KakassyMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
John R. Sant Amour Jr.Morgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC$5002-01-2009
Ivie Phillip Burns IIMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC$5002-01-2009
Michael Dennis CrowderMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.02-01-2009
Tracey Alan BinkleyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-01-2009
James Gray AndersonMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC02-01-2009
Ronnie Ray McCoyMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Guy Blann BrittonB. Riley Wealth ManagementCitigroup Global Markets Inc.02-06-2009
Cathy T WerthanLPL Financial LLCCincinnati Analysts, Inc.02-09-2009
Gary Sidney JamesonUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-10-2009
April Lynn BurnettNationwide Securities, LLCFarmers Financial Solutions, LLC02-11-2009
Michael Patrick AshlockAshlock Financial ServicesPackerland Brokerage Services, Inc.02-11-2009
Robert Charlton LentzOne Trusted Advisor InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-12-2009
Daniel Swift EdmundsAnderson & Strudwick, IncorporatedCitigroup Global Markets Inc.02-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.