Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee WattsLPL Financial LLCEdward Jones03-02-2009
Chadwick Chad) Wade CopelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Peter Jonathan KeimLincoln Financial Securities CorporationFSC Securities Corporation03-05-2009
Jeffrey Dale NealMorgan Keegan & Company, Inc.Banc of America Investment Services, Inc.03-06-2009
Jeffrey Delmar GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Laura Ginnette OwsleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Mark Conrad HilkeMorgan Keegan & Company, Inc.Banc of America Investment Services, Inc.03-06-2009
Richard Adam CharltonB. Riley Wealth ManagementBanc of America Investment Services, Inc.03-06-2009
Scot William RandAmeriprise Financial Services, Inc.Edward Jones03-06-2009
Stephen Michael GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$15003-06-2009
Steven Harry JergesenWoodbury Financial Services, Inc.MML Investors Services, LLC03-09-2009
Brown Burch BaineB. Riley Wealth ManagementStanford Group Company$10003-11-2009
H Gordon ThompsonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.$2503-11-2009
Guy Lincoln AustinEdward JonesGreat American Advisors, Inc.03-16-2009
Larry Jay GoldsmithB. Riley Wealth ManagementStanford Group Company03-16-2009
Peter Franklin DemilioB. Riley Wealth ManagementStanford Group Company03-16-2009
Douglas J HarmonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-17-2009
Paul David DevenskiJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$15003-19-2009
Arthur Leroy StairJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.03-20-2009
Charles Lee Brickey Sr.Oppenheimer & Co. Inc.Stanford Group Company03-20-2009
Jeffrey A PainterJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Michael Keith JonesOppenheimer & Co. Inc.Stanford Group Company03-20-2009
Billy Jack Carter Jr.Calton & Associates, Inc.VALIC Financial Advisors, Inc.$5003-23-2009
Charles Gardner GrummonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-23-2009
Dean E DraperVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.$103-23-2009
« Previous PageNext Page »

Showing 51 to 75 of 1,882 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.