Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Patrick John BrownAllstate Financial Services, LLCPrincipal Securities, Inc.02-17-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10002-18-2009
Laura Denise YoungMorgan Keegan & Company, Inc.Chase Investment Services Corp.02-19-2009
Daniel Robert HillHill Wealth StrategiesCentaurus Financial, Inc.02-20-2009
Lester Russell Kefauver IVJ.J.B. Hilliard, W.L. Lyons, LLCEdward Jones02-26-2009
Jason Johnson FairB. Riley Wealth ManagementStanford Group Company02-26-2009
Thomas Joseph BegleyB. Riley Wealth ManagementBanc of America Investment Services, Inc.02-26-2009
Christopher Stone CravensRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-27-2009
Bradley Duane HardmanAllstate Financial Services, LLCEdward Jones02-27-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-27-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-27-2009
Thomas Tucker DunbarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Robert Lee WattsLPL Financial LLCEdward Jones03-02-2009
Chadwick Wade CopelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Peter Jonathan KeimLincoln Financial Securities CorporationFSC Securities Corporation03-05-2009
Scot William RandAmeriprise Financial Services, LLCEdward Jones$1003-06-2009
Stephen Michael GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.03-06-2009
Jeffrey Delmar GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$1003-06-2009
Richard Adam CharltonB. Riley Wealth ManagementBanc of America Investment Services, Inc.03-06-2009
Jeffrey Dale NealMorgan Keegan & Company, Inc.Banc of America Investment Services, Inc.$10003-06-2009
Mark Conrad HilkeMorgan Keegan & Company, Inc.Banc of America Investment Services, Inc.$5003-06-2009
Laura Ginnette OwsleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Steven Harry JergesenWoodbury Financial Services, Inc.MML Investors Services, LLC03-09-2009
H. Gordon ThompsonSunTrust Investment Services, Inc.Banc of America Investment Services, Inc.03-11-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.