Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brown Burch BaineB. Riley Wealth ManagementStanford Group Company$5003-11-2009
Guy Lincoln AustinEdward JonesGreat American Advisors, Inc.03-16-2009
Larry Jay GoldsmithB. Riley Wealth ManagementStanford Group Company03-16-2009
Peter Franklin DemilioB. Riley Wealth ManagementStanford Group Company03-16-2009
Douglas Jay HarmonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-17-2009
Paul David DevenskiJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$15003-19-2009
Jay W. WilliamsUBS Financial Services Inc.Banc of America Investment Services, Inc.03-19-2009
Charles Lee Brickey Sr.Oppenheimer & Co. Inc.Stanford Group Company$5003-20-2009
Arthur Leroy StairJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5003-20-2009
Jeffrey A. PainterJ.J.B. Hilliard, W.L. Lyons, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-20-2009
John Joseph Glennon Jr.Avondale Partners, LLCAvondale Partners, LLC$10003-20-2009
Steven Walter GlasgowAvondale Partners, LLCStanford Group Company$10003-20-2009
Jordan Fleming SiblerAvondale Partners, LLCStanford Group Company03-20-2009
Dean E. DraperVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.03-23-2009
John Currier GoodsonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-23-2009
Billy Jack Carter Jr.Calton & Associates, Inc.VALIC Financial Advisors, Inc.03-23-2009
Charles Gardner GrummonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2009
Hugh Mack SloanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15003-26-2009
Jeffrey Blake SloanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-26-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
William Woodrow Welch IIIFSC Securities CorporationUBS Financial Services Inc.$5003-27-2009
Robert Dean Pippenger Jr.Wells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Sandra Bettis RussellRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5003-27-2009
Lorri J. Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.