Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
James Rhett LankfordFirst Horizon Advisors, Inc.Global Atlantic Distributors, LLC03-30-2009
David Ivanovitch ObolenskyUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-31-2009
Frederick Michael LongUBS Financial Services Inc.Citigroup Global Markets Inc.03-31-2009
Charles Jonathan JohnsonLincoln Financial Securities CorporationCross Financial Services Corporation04-01-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC04-01-2009
Merrill Callaway SextonUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
Scott Christopher McDonaldUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
John E. Waller Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.$5004-01-2009
James Alan CooperMorgan Stanley & Co. LLCUBS Financial Services Inc.$10004-01-2009
Randall Ray MerrittMorgan Stanley & Co. LLCUBS Financial Services Inc.$15004-01-2009
John Robert StoutMorgan Stanley & Co. LLCUBS Financial Services Inc.$10004-01-2009
Gary Neil MorrisSilver Oak Securities, IncorporatedAvalon Investment & Securities Group, Inc.04-03-2009
Joseph Robert LillagoreMetLife Securities Inc.UBS Financial Services Inc.$2504-08-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2009
Joshua Patrick HarnessB. Riley Wealth ManagementAmeriprise Financial Services, LLC04-13-2009
Jeffrey Boyd ReedFirst Horizon Advisors, Inc.Charles Schwab & Co., Inc.04-20-2009
Dustin William ScobeyFarmers Financial Solutions, LLCFidelity Brokerage Services LLC04-20-2009
Billy Ray Caldwell Jr.LPL Financial LLCCambridge Way, Inc.$2504-21-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
William Henry Parrish Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Nathan Lee TravisRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2009
Robert Byron StokesB. Riley Wealth ManagementUBS Financial Services Inc.04-27-2009
Susan Stieg FullerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-28-2009
David Arthur HodgesIntegra WealthGuardian Wealth Management, Inc.04-28-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.