Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frances Anne WorthingtonMML Investors Services, LLCLincoln Financial Distributors, Inc.$2508-10-2009
Paul Thomas FlournoyMorgan Keegan & Company, Inc.Waddell & Reed08-13-2009
Paul Todd GaitherMML Investors Services, LLCEdward Jones08-17-2009
Kevin E. SmithInvestment Centers of America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2009
Sheila Ann ChristianSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.08-27-2009
Bryan Craig KellyAmeriprise Financial Services, LLCEdward Jones08-28-2009
Jonathan Adam DuttonAmeriprise Financial Services, LLCEdward Jones08-28-2009
Roger Edward KigerPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network08-28-2009
Billy Oliver SmithWells Fargo Clearing Services, LLCEdward Jones09-01-2009
David Robert McCainWoodbury Financial Services, Inc.Commonwealth Financial Network09-04-2009
Ronald Jay NaegleWoodbury Financial Services, Inc.Commonwealth Financial Network09-04-2009
Darren Patrick JonesDuncan-Williams, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15009-14-2009
Travis A HutchinsonHHM Wealth Advisors, LLCCambridge Investment Research, Inc.09-15-2009
James William Ferrell Jr.LPL Financial LLCRaymond James & Associates, Inc.$2509-17-2009
William Barry Robertson Jr.LPL Financial LLCRaymond James & Associates, Inc.09-17-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-18-2009
Jonathan M. CoxMorgan StanleyMetLife Securities Inc.09-21-2009
James E. WestPrincipal Securities, Inc.SagePoint Financial, Inc.09-22-2009
Phillip M ReynoldsTBH Global Asset Management, LLCBanc of America Investment Services, Inc.09-22-2009
Stefan Daniel GertschMerrill Lynch, Pierce, Fenner & Smith IncorporatedChickasaw Securities, LLC09-28-2009
Richard Lee CaseyU.S. Bancorp Investments, Inc.AIG Capital Services, Inc.10-01-2009
Constance Overbey LuttrellThe Investment Center, Inc.Wall Street Financial Group, Inc.$2510-01-2009
Robert Lloyd SheetsLincoln Financial Securities CorporationCetera Financial Specialists LLC10-12-2009
Robert Alan WalkerLincoln Financial Securities CorporationCetera Financial Specialists LLC10-12-2009
Jonathan Mac LaffertyPrincipal Securities, Inc.MetLife Securities Inc.10-15-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.