Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Gregory SpainEdward JonesJ.J.B. Hilliard, W.L. Lyons, LLC$2511-06-2009
Robert Mark HolloEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2009
James Michael Woods Jr.LPL Financial LLCEdward Jones$1,00011-12-2009
Steven Trevor SkipperLPL Financial LLCEdward Jones$10011-12-2009
Seth Patrick ColleyMML Investors Services, LLCFirst Legacy Securities, LLC11-16-2009
Michael Jean-Paul MasonEdward JonesNorthwestern Mutual Investment Services, LLC11-17-2009
Pierce Allen BrownState Farm VP Management Corp.Farmers Financial Solutions, LLC11-21-2009
Nicholas Wayne HodgeVALIC Financial Advisors, Inc.Edward Jones11-23-2009
George Reynolds Howard IIIJ.P. Turner & Company, L.L.C.Bolton Global Capital12-01-2009
Nedia Brassell NettersHorace Mann Investors, Inc.Allstate Financial Services, LLC12-01-2009
Schuyler Andrew HuckWFG Investments, Inc.Gulfstream Capital Management12-01-2009
Christian Patrick DepriestFifth Third Securities, Inc.UBS Financial Services Inc.12-02-2009
John Joseph Colcolough IIIWells Fargo Clearing Services, LLCStephens$15012-04-2009
Richard Chadwick DavisRaymond James Financial Services, Inc.First Citizens Financial Plus, Inc.$5012-04-2009
David Jay LambersFTB Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-07-2009
Eric Matthew StocktonLPL Financial LLCPFS Investments Inc.$2512-09-2009
Caralyn Vansice BalthropFTB Advisors, Inc.Morgan Keegan & Company, Inc.$5012-15-2009
Jill Ann GuessMcDonald Partners LLCAmerican Securities Group, Inc.12-17-2009
Robert George SpencerB. Riley Wealth ManagementHowe Barnes Hoefer & Arnett, Inc.12-22-2009
Timothy Jude PagliaraCAPWEALTH INVESTMENT SERVICES, LLCNBC Securities, Inc.12-22-2009
Timothy Roy MurphyCapWealth Investment Services, LLCNBC Securities, Inc.12-22-2009
Brady Michael StanfordMorgan Keegan & Company, Inc.Duncan-Williams, Inc.01-04-2010
Brian Charles StiversUSA Financial Securities CorporationSymetra Investment Services, Inc.01-04-2010
David Grant SimmonsSecurities Service Network, LLCMedallion Advisory Services, LLC$101-04-2010
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Showing 176 to 200 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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