Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lynn Dickson McgillPrivate Client Services, LLCWoodbury Financial Services, Inc.$101-04-2010
Ryan BuckenmeyerLincoln Financial Securities CorporationState Farm VP Management Corp.01-04-2010
Thomas Edward AllwineSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Collier Brent NussbaumerWalnut Street Securities, Inc.Wells Fargo Clearing Services, LLC01-05-2010
Linda Arnan McgillPrivate Client Services, LLCWoodbury Financial Services, Inc.$101-05-2010
Robert Leonard PragnellLPL Financial LLCMorgan Keegan & Company, Inc.$2501-05-2010
Anna Christina WinslowSecurities Service Network, LLCMedallion Investment Services, Inc.01-07-2010
Brenda L. MaloneRaymond James Financial Services, Inc.Wiley Bros.-Aintree Capital, LLC01-07-2010
Richard Alan JonesMML Investors Services, LLCFSC Securities Corporation$101-08-2010
Amy Hughes ParrishSilver Oak Securities, IncorporatedAmerican Securities Group, Inc.01-14-2010
James Madison Wells IIIWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-14-2010
Lisa Ragen RuckerWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-14-2010
Michael Steven PopeAllstate Financial Services, LLCRaymond James Financial Services, Inc.01-28-2010
Barbara E DeitelWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-01-2010
Lisa M Campbell-IngramFirst Independent Financial Services, Inc.Edward Jones02-01-2010
Sepideh KadivarFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2010
Stephen Rex JohnsonBrown Associates, Inc.Morgan Keegan & Company, Inc.02-11-2010
Brant Andrew RayWells Fargo Clearing Services, LLCEdward Jones02-12-2010
Bavy Uriah LopezMML Investors Services, LLCFirst Command Financial Planning, Inc.02-16-2010
Francis Patrick Owen Jr.Wells Fargo Clearing Services, LLCEdward Jones02-18-2010
Scott Lee CrawfordB. Riley Wealth ManagementOppenheimer & Co. Inc.02-25-2010
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010
Jeremy Tate CorleyFSC Securities CorporationU.S. Bancorp Investments, Inc.$10003-02-2010
Glenda M HenrySunTrust Investment Services, Inc.Morgan Keegan & Company, Inc.03-11-2010
Daryl Rene QuarlesWells Fargo Clearing Services, LLCMorgan Stanley$5003-12-2010
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Showing 201 to 225 of 1,882 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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