Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Alan SlowinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC10-15-2009
Michael Sean VereenMML Investors Services, LLCLPL Financial LLC10-20-2009
Steven Charles ChampagneMorgan StanleyMorgan Keegan & Company, Inc.$10010-23-2009
Travis Ryan JacquesMorgan StanleyMorgan Keegan & Company, Inc.10-23-2009
Ronald Dean BaileyNational Planning CorporationMorgan Keegan & Company, Inc.10-28-2009
Dennis Edward GagnonCenter Street Securities, Inc.USA Financial Securities Corporation10-29-2009
Keith Alan JustisAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC10-30-2009
Charles Rayburn West Jr.Purshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-30-2009
Michael Bryant BishopLPL Financial LLCFirst Horizon Advisors, Inc.11-03-2009
Russell T. Amsden IIICenter Street Securities, Inc.Madison Avenue Securities, LLC11-05-2009
John Gregory SpainEdward JonesJ.J.B. Hilliard, W.L. Lyons, LLC11-06-2009
James Michael Woods Jr.LPL Financial LLCEdward Jones11-12-2009
Steven Trevor SkipperLPL Financial LLCEdward Jones$1011-12-2009
Michael Jean-Paul MasonEdward JonesNorthwestern Mutual Investment Services, LLC11-17-2009
Pierce Allen BrownState Farm VP Management Corp.Farmers Financial Solutions, LLC11-21-2009
Nicholas Wayne HodgeVALIC Financial Advisors, Inc.Edward Jones11-23-2009
Patrick William FarnsleyHHM Wealth Advisors, LLCRIVERVIEW CAPITAL MANAGEMENT11-30-2009
George Reynolds Howard IIIJ.P. Turner & Company, L.L.C.Bolton Securities Corporation12-01-2009
Nedia B. NettersHorace Mann Investors, Inc.Allstate Financial Services, LLC12-01-2009
Christian Patrick DepriestFifth Third Securities, Inc.UBS Financial Services Inc.$10012-02-2009
Richard Chadwick DavisRaymond James Financial Services, Inc.First Citizens Financial Plus, Inc.$5012-04-2009
John Joseph Colcolough IIIWells Fargo Clearing Services, LLCStephens$5012-04-2009
David Jay LambersFirst Horizon Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-07-2009
Eric Matthew StocktonLPL Financial LLCPFS Investments Inc.12-09-2009
Caralyn Vansice BalthropFirst Horizon Advisors, Inc.Morgan Keegan & Company, Inc.12-15-2009
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Showing 201 to 225 of 2,563 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.