Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn J. RomerCenter Street Securities, Inc.Lincoln Financial Securities Corporation04-05-2010
John Mack MajorsCetera Advisor Networks LLCSecurities America, Inc.$15004-16-2010
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.04-16-2010
James Austin Walne Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Keegan & Company, Inc.$5004-20-2010
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
Rebecca Loyd FrazierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2504-30-2010
Lisa B. DreherSilver Oak Securities, IncorporatedInstitutional Capital Management, Inc.05-05-2010
Robert Michael BeckerWoodbury Financial Services, Inc.Signator Investors, Inc.$1005-07-2010
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
Matthew David PevahousePrincipal Securities, Inc.Investors Capital Corp.05-10-2010
Jeffrey Alan LoosC & J Wealth AdvisorsMML Investors Services, LLC05-12-2010
Warren Amroy Scott Jr.B. Riley Wealth ManagementMorgan Keegan & Company, Inc.05-14-2010
John Churchill ArataSecurities Service Network, LLCMorgan Stanley$2505-17-2010
Lisa Lynne FranklinLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.06-02-2010
Christopher Warren WrightCenter Street Securities, Inc.Cetera Advisors LLC06-04-2010
James Lee KinserWells Fargo Clearing Services, LLCMorgan Stanley$5006-11-2010
Paul Edward MeltonWaddell & ReedMorgan Keegan & Company, Inc.$15006-17-2010
Connie Theresa PearsonValues First Advisors, Inc.Transamerica Financial Advisors, Inc07-01-2010
Kristen Baker DiamondFTB Advisors, Inc.NYLIFE Securities LLC07-06-2010
Larry Moore ParkerStephensMorgan Stanley$10007-16-2010
David Elliott ErbAllstate Financial Services, LLCCape Securities Inc.07-16-2010
Steven Riley CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-28-2010
Michael Scott ByromLPL Financial LLCCetera Financial Specialists LLC$1007-28-2010
Billy James RobertsonCenter Street Securities, Inc.Great American Advisors, Inc.07-28-2010
Richard Joseph Russillo Jr.Securities Service Network, LLCAXA Advisors, LLC$5008-16-2010
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Showing 226 to 250 of 1,564 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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