Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carla Faye Donina, Robert Lawrence Donina Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Jerry Lee Greene Jr.Arete Wealth Management, LLCPrivate Consulting Group, Inc.$2501-02-2009
Rosemary Reichmann GilliamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Scott Eric LakeSecurities Service Network, LLCSagePoint Financial, Inc.01-02-2009
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
Jonathan Robert FratesiArete Wealth Management, LLCPrivate Consulting Group, Inc.01-02-2009
Parker James SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-05-2009
Stanton John JacobsUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Brenda Branyan VandersliceUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Gary Lee CollierRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5001-12-2009
James Dennis CovingtonMML Investors Services, LLCCambridge Equity Advisors Inc$2501-12-2009
Russell J. WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-13-2009
Guy W. Wages Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC01-13-2009
John David ThomasUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2009
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2009
David Mason WilliamsAdvantage Investment Management, LLCWealth Strategies Advisory Group, Inc.01-21-2009
Charles AuerbachAdvantage Investment Management, LLCWealth Strategies Advisory Group, Inc.01-21-2009
Jeffrey Lee FrancisRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Jill Elizabeth SuttonRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Kevin Warren MacwilliamsSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Derek Christopher BlandLBMC Investment Advisors, LLCStrategic Wealth Management Group, LLC01-27-2009
Michael Lynn Matthews, Elliot Ryan KierskyUBS Financial Services Inc.Citigroup Global Markets Inc.$1001-28-2009
Nathan Daniel O'BryantO'Bryant & Associates, Inc.Brookstone Capital Management LLC01-29-2009
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Showing 1 to 25 of 1,587 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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