Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Locke Y. Carter Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-30-2009
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Harold D. JoinesWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Robert Charlton LentzOne Trusted Advisor InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
William Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10002-18-2009
Daniel Robert HillHill Wealth StrategiesCentaurus Financial, Inc.02-20-2009
Thomas Tucker DunbarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2009
Jason Johnson FairB. Riley Wealth ManagementStanford Group Company02-26-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-27-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-27-2009
Frank Cedric Davis Jr.FSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
Christopher Stone CravensRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-27-2009
Bradley Duane HardmanAllstate Financial Services, LLCEdward Jones02-27-2009
Jeffrey Delmar GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$1003-06-2009
Stephen Michael GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.03-06-2009
Brown Burch BaineB. Riley Wealth ManagementStanford Group Company$5003-11-2009
Douglas Jay HarmonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2009
Paul David DevenskiJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$15003-19-2009
Billy Jack Carter Jr.Calton & Associates, Inc.VALIC Financial Advisors, Inc.03-23-2009
Dean E. DraperVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.03-23-2009
Charles Gardner GrummonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Lorri J. Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
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Showing 26 to 50 of 1,587 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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