Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Bennett KeyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Marion Wright Hickerson IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Randy Lynn CampbellMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Claude Darwin IIIMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Amy Jane SchaeferMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
John E. Myers IIIMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Brent Michael FaulkMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Brandon Lewis ScarbroMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Jack Jack Stanley ZagerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Richard Douglas WhitmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Morgan Sabb CanteyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Stacey MontgomeryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Kent TomshackMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Walter ParkerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Craig Alan MayfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Frank Fornshell Venable IIIMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Michael Stephen KakassyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Caren Poletti WilliamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Edgar Hearn Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Dennis CrowderMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Ralph Whitney DrayerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jason Eugene PharrisMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Elizabeth Watson KingMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Sally Anzelc FisherMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brendan Edward Finucane Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 101 to 125 of 1,587 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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