Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gilmer FullerUBS Financial Services Inc.Banc of America Investment Services, Inc.01-05-2009
Aaron H. FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Aaron Lynn SuriffMorgan StanleyWaddell & Reed$5004-10-2015
Aaron Matthew BuckBrogan Financial, Inc.The Investment Center, Inc.12-11-2018
Aaron Norris ChesserPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Aaron Stephen PierettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Abner Bruce OldhamCapital Perspectives Investment ManagementCapital Perspectives Investment Management04-28-2011
Adam B. CriggerWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-26-2019
Adam B. CriggerNYLIFE Securities LLCSunTrust Investment Services, Inc.01-16-2019
Adam B. CriggerSunTrust Investment Services, Inc.MML Investors Services, LLC06-13-2018
Adam B. CriggerMML Investors Services, LLCNew England Securities11-26-2012
Adam Gillen BrownCentral Fixed Income Services, LLCINVEST Financial Corporation04-24-2018
Adam Paul BurnettJ.J.B. Hilliard, W.L. Lyons, LLCSunTrust Investment Services, Inc.$1,00008-17-2018
Adam Paul BurnettSunTrust Investment Services, Inc.FTB Advisors, Inc.$5007-07-2011
Adam Pierce KellySecurian Financial Services, Inc.Cetera Investment Services LLC09-02-2016
Adam R. BrownSecurities Service Network, LLCCUNA Brokerage Services, Inc.03-27-2018
Adam Shane BreazealeFifth Third Securities, Inc.CUNA Brokerage Services, Inc.12-13-2017
Adam Shane BreazealeCUNA Brokerage Services, Inc.Strategic Advisers LLC08-26-2016
Adam ShifrinAvondale Partners, LLCCompass Point Research & Trading, LLC09-24-2012
Adrian Craig AdamsH. Beck, Inc.WFG Investments, Inc.09-13-2017
Adrian Craig AdamsWFG Investments, Inc.Farmers Financial Solutions, LLC10-22-2013
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Adriane E BaileyMML Investors Services, LLCNYLIFE Securities LLC02-29-2012
Adrienne Pahula OstermanFirst Command Financial Planning, Inc.First Command Financial Planning, Inc.$5010-03-2019
Aimee A. GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10003-26-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.