Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gilmer FullerUBS Financial Services Inc.Banc of America Investment Services, Inc.$5001-05-2009
Aaron H FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Aaron Matthew BuckBrogan Financial, Inc.The Investment Center, Inc.12-11-2018
Aaron Norris ChesserPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Adam BurnettHilliard LyonsSunTrust Investment Services, Inc.$7011-13-2018
Adam Pierce KellySecurian Financial Services, Inc.Cetera Investment Services LLC09-02-2016
Adam Roy Van DykeVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.06-28-2013
Adrian Craig AdamsH. Beck, Inc.WFG Investments, Inc.$2509-13-2017
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Aimee A GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC03-26-2015
Alan E Williams Thomas M Hunter Susan W CrunkRaymond JamesWells Fargo Clearing Services, LLC$25011-27-2017
Alan Edgar WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-06-2017
Aleen Maree SwoffordGeneos Wealth Management, Inc.Woodbury Financial Services, Inc.$2502-02-2015
Aleksander TkachenkoLPL Financial LLCU.S. Bancorp Investments, Inc.04-07-2020
Alexander Mark KankoUBS Financial Services Inc.Morgan Stanley04-10-2017
Alexander Trewitt BurroughsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-16-2018
Alexander Walker JonesLPL Financial LLCFirst Horizon Advisors, Inc.03-24-2011
Alfred Thomas NelsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15001-13-2009
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Alissa N CarlossMorgan StanleyStifel, Nicolaus & Company, Incorporated$13505-03-2013
Alissa N NanceMorgan StanleyStifel, Nicolaus & Company, Incorporated$11805-03-2013
Allan Prentiss Bowden SrStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Allan Wesley HornerCriterion Capital Advisors LLCWells Fargo Advisors Financial Network, LLC06-01-2018
Amanda Cook WebbAmeriprise Financial Services, LLCMorgan Keegan & Company, Inc.04-16-2012
Amy KochB. Riley Wealth ManagementJohn Hancock Distributors LLC$15004-17-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.