Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Clay HickmanRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-28-2012
Aaron H. FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Adam BurnettHilliard LyonsSuntrust Investment Services$7011-13-2018
Adam Pierce KellySecurian Financial Services, Inc.Cetera Investment Services LLC09-02-2016
Adele P. LandersSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-19-2016
Adrian Craig AdamsH. Beck, Inc.WFG Investments, Inc.09-13-2017
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Adriel Darrell McCordFTB Advisors, Inc.FTB Advisors, Inc.06-06-2013
Aimee A. GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10003-26-2015
Ajay Ramesh AnandRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Alan Edgar WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-06-2017
Alex Bolling ShoreWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5006-12-2015
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation10-13-2017
Alexander Trewitt BurroughsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-16-2018
Alexander Walker JonesLPL Financial LLCFTB Advisors, Inc.03-24-2011
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Alissa N. CarlossMorgan StanleyStifel, Nicolaus & Company, Incorporated$13505-03-2013
Alissa NanceMorgan StanleyStifel, Nicolaus & Company, Incorporated05-03-2013
Allan Eugene CameronMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Allan Mark MacveanSecurities Service Network, LLCSecurities America, Inc.11-01-2011
Allan Prentiss Bowden Sr.Stifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15002-28-2019
Allan Wesley HornerCriterion Capital Advisors LLCWells Fargo Advisors Financial Network, LLC06-01-2018
Allen Ray PryorStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.$2507-07-2015
Alvin Kenneth Smith IISilver Oak Securities, IncorporatedJ.P. Turner & Company, L.L.C.$2505-30-2014
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Showing 1 to 25 of 1,587 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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