Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Trista Marie AllisonFifth Third Securities, Inc.SunTrust Investment Services, Inc.03-29-2019
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
John Robert BondLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Reginald Donald ClarkP3 Wealth ManagementThe O.N. Equity Sales Company02-27-2019
Andrew Charles BoltCentaurus Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.02-04-2019
William Nathan GreeneCairn Financial GroupSecurian Financial Services, Inc.01-22-2019
Robert Brian ReeceRaymond James & Associates, Inc.UBS Financial Services Inc.01-17-2019
Stephen Harold StarkMain Street Investors, LLCPark Avenue Securities LLC01-15-2019
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Mark Christopher ScherbaPackerland Brokerage Services, Inc.Questar Capital Corporation01-02-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Charles Youree Jr.Main Street Investors, LLCPark Avenue Securities LLC12-14-2018
Jerry Winston Jarrett Jr.Pruco Securities, LLC.Edward Jones12-05-2018
Daniel Todd Peterman Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Cindy Lynn BarnesEdward JonesPrivate Advisor Group, LLC11-16-2018
Robert Michael Hebert Jr.FTB Advisors, Inc.J.P. Morgan Securities LLC11-16-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Ryan Blake TenryCambridge Investment Research, Inc.Simmons First Investment Group, Inc.10-22-2018
William Bruce Patteson Sr.Raymond James & Associates, Inc.SunTrust Investment Services, Inc.10-22-2018
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Peter James DaleRaymond James Financial Services, Inc.TD Ameritrade, Inc.10-01-2018
Terri Lynn WeatherlyPrincipal Securities, Inc.Farmers Financial Solutions, LLC09-28-2018
Jeffrey S JeterAllstate Financial Services, LLCOneAmerica Securities, Inc.09-26-2018
Next Page »

Showing 1 to 25 of 1,878 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.