Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Trista Marie AllisonFifth Third Securities, Inc.SunTrust Investment Services, Inc.03-29-2019
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
John Robert BondLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Reginald Donald ClarkP3 Wealth ManagementThe O.N. Equity Sales Company02-27-2019
Andrew Charles BoltCentaurus Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.02-04-2019
William Nathan GreeneCairn Financial GroupSecurian Financial Services, Inc.01-22-2019
Robert Brian ReeceRaymond James & Associates, Inc.UBS Financial Services Inc.01-17-2019
Stephen Harold StarkMain Street Investors, LLCPark Avenue Securities LLC01-15-2019
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Mark Christopher ScherbaPackerland Brokerage Services, Inc.Questar Capital Corporation01-02-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Charles Youree Jr.Main Street Investors, LLCPark Avenue Securities LLC12-14-2018
Jerry Winston Jarrett Jr.Pruco Securities, LLC.Edward Jones12-05-2018
Daniel Todd Peterman Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Cindy Lynn BarnesEdward JonesPrivate Advisor Group, LLC11-16-2018
Robert Michael Hebert Jr.FTB Advisors, Inc.J.P. Morgan Securities LLC11-16-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Ryan Blake TenryCambridge Investment Research, Inc.Simmons First Investment Group, Inc.10-22-2018
William Bruce Patteson Sr.Raymond James & Associates, Inc.SunTrust Investment Services, Inc.10-22-2018
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Peter James DaleRaymond James Financial Services, Inc.TD Ameritrade, Inc.10-01-2018
Terri Lynn WeatherlyPrincipal Securities, Inc.Farmers Financial Solutions, LLC09-28-2018
Jeffrey S JeterAllstate Financial Services, LLCOneAmerica Securities, Inc.09-26-2018
Next Page »

Showing 1 to 25 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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