Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rosaline Rogers BanksGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Jeffrey Alan PrattFSC Securities CorporationNext Financial Group, Inc.07-28-2017
Michael Paul HarrisFSC Securities CorporationNext Financial Group, Inc.07-28-2017
Robert Douglas SoerensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-25-2017
Broc Phillip KreitzSilverleafe Capital Partners, LLCFidelity Brokerage Services LLC07-13-2017
Clinton Travis KilgoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMarch Capital Corp.07-11-2017
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Arie Robert BuerVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-26-2017
Joshua Michael MaysFarmers Financial Solutions, LLCSummit Brokerage Services, Inc.06-22-2017
Bobby Hilton ChristianPrincipal Securities, Inc.Pruco Securities, LLC.06-13-2017
Benjamin R. FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Jeff M. WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Brent David TurnerBrent Turner AdvisorsSilverhawk Asset Management, LLC06-08-2017
Robert D. LackeyWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-08-2017
Michael Bryant BishopCambridge Investment Research, Inc.LPL Financial LLC06-02-2017
Scott Eric BeatyCenter Street Securities, Inc.Securities America, Inc.06-01-2017
Jonathan Culp HeyenVALIC Financial Advisors, Inc.Visionary Horizons, LLC05-30-2017
Richard Leatherman MorrowStephensB. Riley Wealth Management05-30-2017
William Hilliard Yates IIIEaglestrong FinancialWaddell & Associates, LLC05-19-2017
Joshua D. BlackLPL Financial LLCFirst Command Financial Planning, Inc.05-12-2017
Chester Michael Waggoner Jr.Fifth Third Securities, Inc.SunTrust Investment Services, Inc.05-08-2017
John LaffertyPrincipal Securities, Inc.MML Investors Services, LLC05-05-2017
Melner Robert Bond IIIOasis Wealth Planning AdvisorsBolen Dodson & Associates05-04-2017
David Charles SellersHershey Financial Advisers, LLCJD Powers Financial Services, Inc.05-04-2017
Michael Kevin DavisAdviPartner, LLCCetera Advisor Networks LLC05-04-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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