Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Trent CurryGreenway Capital Management, LLCALLUVION INVESTMENTS, LLC03-08-2017
Melissa Diane ClemensCary Street PartnersWells Fargo Clearing Services, LLC03-01-2017
Jerome Lee MarquardtEquity Services, Inc.Securian Financial Services, Inc.03-01-2017
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Larry Andrew PrislovskySSN Advisory, Inc.JD Powers Financial Services, Inc.02-07-2017
Judson E. PyattPark Avenue Securities LLCNYLIFE Securities LLC02-03-2017
Mitchell Stanton EverettKestra Investment Services, LLCWaddell & Reed02-03-2017
Graham William MattesPrivate Advisor Group, LLCEdward Jones01-30-2017
Patrick Leonard NeelWells Fargo Clearing Services, LLCEdward Jones01-25-2017
Lynn Clinton AlfordCambridge Investment Research Advisors, Inc.Retirement Wealth Advisors, Inc.01-19-2017
Jeremy A. JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
Thomas Fairfax LandstreetTrusco Investment Management, LLCTell-Tale Investment Advisors01-18-2017
Jeffrey Guy SheltonCapital Square, LLCBellwether Investment Group, LLC01-10-2017
Suzanne Johnson BurrellCapital Square, LLCBellwether Investment Group, LLC01-10-2017
Beverly Gwen BrackinsKeel Point Capital, LLCWFG Investments, Inc.01-10-2017
James Eustis Corrigan IIIUBS Financial Services Inc.FTB Advisors, Inc.01-04-2017
Darius Alan HensleyLincoln InvestmentLegend Equities Corporation01-03-2017
Wanfang Sun BoyleFirst Heartland Capital, Inc.SagePoint Financial, Inc.01-03-2017
Rhamy AlejealLincoln InvestmentLegend Equities Corporation01-03-2017
Max Lee Moss IIIEdward JonesUBS Financial Services Inc.01-03-2017
James Matthew MunseyLPL Financial LLCAXA Advisors, LLC12-15-2016
John Carlock HugheyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
James B. Gibbs Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.11-30-2016
Lewis Hull ForemanThe O.N. Equity Sales CompanyLincoln Financial Securities Corporation11-21-2016
John Edgar Simmons Jr.Private Advisor Group, LLCHWM LLC11-15-2016
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Showing 276 to 300 of 1,587 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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