Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scottie Lamar Smith IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-10-2016
Anthony William YoussefiCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2016
Benjamin Brandon DefoorSecurities Service Network, LLCC C F Investments, Inc.11-10-2016
Michael Russell DunnCambridge Investment Research, Inc.MML Investors Services, LLC11-04-2016
Rebecca Duckworth KernanWells Fargo Clearing Services, LLCStephens10-31-2016
Lauren Elizabeth KirklandLincoln Financial Advisors CorporationLPL Financial LLC10-31-2016
Julia Ann LockhartLPL Financial LLCSunTrust Advisory Services, Inc.10-28-2016
Jeffery Dewayne WilsonMoloney Securities Co., Inc.First Heartland Capital, Inc.10-27-2016
Stephen Wood MartinOasis Wealth Planning AdvisorsFifth Third Securities, Inc.10-24-2016
Sharon C. JenningsGeneos Wealth Management, Inc.Ameriprise Financial Services, Inc.10-21-2016
John Wescott BeasleyPrivate Advisor Group, LLCWaddell & Reed10-20-2016
Jamie Glynn OrrWells Fargo Advisors Financial Network, LLCEdward Jones10-18-2016
Christopher S. BrownAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-14-2016
Luke John AullSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc10-10-2016
Walter Scott BrownMoney Concepts Capital CorpPFS Investments Inc.10-07-2016
Scott T. FarmerWells Fargo Clearing Services, LLCNationwide Securities, LLC10-04-2016
Steven Merrill WalkerCetera Advisors LLCInvestors Capital Corp.10-03-2016
Stephen MathewsRaymond James Financial Services, Inc.UBS Financial Services Inc.09-30-2016
Kathy Diane BarrettRaymond James Financial Services, Inc.UBS Financial Services Inc.09-30-2016
Mark Glennon DeeringSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc09-28-2016
Bradley Haskins BarnesSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc09-28-2016
Michael John PurifoySouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc09-28-2016
James Michael BrockPrincipal Securities, Inc.Lincoln Financial Advisors Corporation09-26-2016
Michael Donahue FreiburgSunTrust Investment Services, Inc.J.P. Morgan Securities LLC09-23-2016
Tyler Cooper NaceSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc09-21-2016
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Showing 301 to 325 of 1,587 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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