Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James R Ferguson IIIRoan Capital PartnersCetera Advisor Networks LLC03-14-2018
Maury N. DavisWells Fargo Clearing Services, LLCMutual of America Securities LLC03-09-2018
Harish Vasanji VishriaVishria Bird Financial Group, LLCAmeriprise Financial Services, Inc.03-05-2018
Robert Floyd BirdVishria Bird Financial Group, LLCAmeriprise Financial Services, Inc.03-05-2018
Ben StillAXA Advisors, LLCMML Investors Services, LLC03-02-2018
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Teresa Dawn BiddixU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Joe F. TetletonMML Investors Services, LLCWoodmen Financial Services, Inc.02-15-2018
James Darren RobersonLPL Financial LLCINVEST Financial Corporation02-14-2018
Matthew Alan PlumleyLPL Financial LLCINVEST Financial Corporation02-14-2018
Daniel T. AbbottLPL Financial LLCINVEST Financial Corporation02-14-2018
Parker Christian MolitorLPL Financial LLCINVEST Financial Corporation02-14-2018
Rachel Renee ShoultsLPL Financial LLCINVEST Financial Corporation02-14-2018
William C. FusonLPL Financial LLCINVEST Financial Corporation02-14-2018
Lucas D. PresleyLPL Financial LLCINVEST Financial Corporation02-14-2018
Sharon L. PerryLincoln InvestmentNYLIFE Securities LLC02-13-2018
David W. HillThomas Wilson & Co.Eudaimonia Partners, LLC02-13-2018
Richard FieldsFarmers Financial Solutions, LLCCambridge Investment Research, Inc.02-05-2018
Robert Lloyd SheetsInvestacorp, Inc.ProEquities, Inc.01-31-2018
David Mark BowerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
Henry Hopkins NewtonWells Fargo Clearing Services, LLCEdward Jones01-12-2018
Holly Coe LockleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
Minda Mychal WilsonEdward JonesProEquities, Inc.01-12-2018
Myles William ZuegerRaymond James Financial Services, Inc.Signator Investors, Inc.01-12-2018
Christopher Gavin BoldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC01-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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