Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Carney SantiSecurities America, Inc.ProEquities, Inc.09-29-2017
Michael Coy LawsonCambridge Investment Research, Inc.LPL Financial LLC$109-25-2017
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$1,00009-22-2017
Benjamin Louis Wright Jr.Allstate Financial Services, LLCMML Investors Services, LLC$109-20-2017
Eric Richard TheissAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC09-19-2017
Justin Bradley KaemmererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-18-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
Adrian Craig AdamsH. Beck, Inc.WFG Investments, Inc.$2509-13-2017
David HatcherStifel Nicolaus & Co.FSC Securities$6209-06-2017
Brian Patrick KinneyKestra Investment Services, LLCWFG Investments, Inc.$15009-01-2017
Justin Edward MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5009-01-2017
Nancy Hughes CoeKestra Investment Services, LLCWFG Investments, Inc.$5009-01-2017
David Lawrence Blancett Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$1008-31-2017
David Scott HatcherStifel, Nicolaus & Company, IncorporatedCompass Advisory Partners LLC$10008-31-2017
Gerald King EmersonPruco Securities, LLC.MML Investors Services, LLC$1008-31-2017
Michael ZepatosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Steven Stanton HallRetirement Planning Services, LLCRetirement Planning Services, LLC08-31-2017
Zachary Scott EidsonDavis, Davis and Conover Wealth Management, LLCUBS Financial Services Inc.08-31-2017
Aaron Haskins FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
James Dana Adams Sr.ProEquities, Inc.Lincoln Financial Securities Corporation$2508-30-2017
Charles Jonathan JohnsonProEquities, Inc.Lincoln Financial Securities Corporation$1008-29-2017
William Owsley Horne Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$108-29-2017
John Andrew JohnsonLPL Financial LLCEdward Jones$2508-25-2017
Taylor Realino McbathSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Elizabeth Wilson AllbrittonMonarch Advisory GroupWestern Wealth Management LLC08-24-2017
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Showing 226 to 250 of 1,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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