Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nelda Fay SappingtonNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC08-22-2017
Ken Alan WilliamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00008-18-2017
Billy Ray Simmons IINYLIFE Securities LLCBB&T Investment Services, Inc.08-17-2017
Stephen Michael ElderJanney Montgomery Scott LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5008-17-2017
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Bennett Christopher WalkerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-16-2017
David Kyle HerringtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-16-2017
James Morris SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5008-16-2017
Kim Alan RichardsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-16-2017
Jamie SmithJanney Montgomery ScottWells Fargo Advisors$5108-16-2017
Tracy J RichterBB&T INVESTMENT SERVICES, INC.U.S. Bancorp Investments, Inc.08-11-2017
James Robert ColeFTB Advisors, Inc.BOK Financial Services, Inc.$25008-07-2017
Jennifer Jo MatthewsLincoln Financial Securities CorporationSunTrust Investment Services, Inc.08-02-2017
Rosaline Rogers BanksGWFS Equities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-02-2017
Michael Paul HarrisFSC Securities CorporationNext Financial Group, Inc.07-28-2017
Kevin William MurphyAllstate Financial Services, LLCTransamerica Financial Advisors, Inc07-27-2017
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$5007-27-2017
Robert Douglas SoerensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-25-2017
Jeffrey Stewart ClappCambridge Investment Research, Inc.Principal Securities, Inc.07-21-2017
Jerry Eldon Milligan IIAmeriprise Financial Services, Inc.Waddell & Reed$107-21-2017
Wendell Lee BunchCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.07-17-2017
Broc Phillip KreitzSilverleafe Capital Partners, LLCFidelity Brokerage Services LLC07-13-2017
Clinton Travis KilgoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMarch Capital Corp.07-11-2017
Stuart A RayB. Riley Wealth ManagementMorgan Stanley$5007-11-2017
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Showing 251 to 275 of 1,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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