Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael BurkeLPL FinancialSuntrust Investment Services$10506-28-2017
Arie Robert BuerVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-26-2017
Joshua Michael MaysFarmers Financial Solutions, LLCSummit Brokerage Services, Inc.$5006-22-2017
Laura Jane DavisFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC06-21-2017
Joseph BuddLPL FinancialWells Fargo Advisors$7006-20-2017
Vicki Gillespie MarkhamMorgan StanleyWiley Bros.-Aintree Capital, LLC06-19-2017
Matthew Curtis HeffingtonPrivate Client Services, LLCMorgan Stanley06-16-2017
Heather Ogren HalePeak Financial Planning, LLCCambridge Investment Research, Inc.06-15-2017
Jeffrey Scott HattonLPL Financial LLCSunTrust Investment Services, Inc.$5006-15-2017
Bobby Hilton Christian Jr.Principal Securities, Inc.Pruco Securities, LLC.06-13-2017
Benjamin Rhett FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Brent David TurnerBrent Turner AdvisorsSilverhawk Asset Management, LLC06-08-2017
Robert Dexter LackeyWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-08-2017
Charles Philip StaplesWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-07-2017
Robert George SpencerFarmers Financial Solutions, LLCB. Riley Wealth Management$15006-06-2017
Michael Bryant BishopCambridge Investment Research, Inc.LPL Financial LLC$106-02-2017
John MillerWells Fargo AdvisorsUBS Financial Services$11906-01-2017
Louis Sarazan ConnellyDuncan-Williams, Inc.FTB Advisors, Inc.06-01-2017
Scott Eric BeatyCenter Street Securities, Inc.Securities America Advisors, Inc.06-01-2017
William Bruce Patteson Sr.SunTrust Investment Services, Inc.MML Investors Services, LLC06-01-2017
Fred BurkeRaymond JamesInvest Financial$14105-31-2017
Jonathan Culp HeyenVALIC Financial Advisors, Inc.Visionary Horizons, LLC05-30-2017
Richard Leatherman MorrowStephensB. Riley Wealth Management05-30-2017
Mark Wayne Bailey IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-16-2017
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Showing 276 to 300 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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