Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua David BlackLPL Financial LLCFirst Command Financial Planning, Inc.05-12-2017
Joshua Black Private Advisor GroupFirst Command Financial$8005-12-2017
Chester Michael Waggoner Jr.Fifth Third Securities, Inc.SunTrust Investment Services, Inc.05-08-2017
Logan L. WaitesWiley Bros.-Aintree Capital, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
NATHAN BRADLEY HARROMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
John Powell LaffertyPrincipal Securities, Inc.MML Investors Services, LLC05-05-2017
Justin Richard WillisMWA Financial Services Inc.Mutual of Omaha Investor Services, Inc.05-05-2017
David Charles SellersHershey Financial Advisers, LLCDavid C. Sellers Financial Services, Inc.05-04-2017
Melner Robert Bond IIIOasis Wealth Planning AdvisorsBolen Dodson & Associates05-04-2017
Michael Kevin DavisAdviPartner, LLCCetera Advisor Networks LLC05-04-2017
Derek Charles BrownFTB Advisors, Inc.Scottrade, Inc.05-03-2017
Ralph Edward Thompson Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2017
Benjamin Alvis Gentry IIEdward JonesLPL Financial LLC$105-01-2017
Michelle Renee ConroyINVEST Financial CorporationRaymond James Financial Services, Inc.04-28-2017
Walter StamperRaymond JamesBank of America Merrill Lynch$14704-27-2017
Mark Todd VandiverGriffin Family Partners, LLCTaylor Securities, Inc.04-25-2017
Paul E GoodINVESTMENT PROFESSIONALS, INC.MML Investors Services, LLC04-21-2017
Andrew Jared VollmanSunTrust Investment Services, Inc.Nationwide Securities, LLC04-18-2017
Michele Feinman WieberRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2017
Iliff Ronald Bedford Jr.Independent Financial PartnersQuestar Capital Corporation04-14-2017
Edward R WildermuthMML Investors Services, LLCNYLIFE Securities LLC04-13-2017
Myron Mall, Edward TaylorHightower AdvisorsWealthTrust$89804-13-2017
Bryan James KagariseSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Emerson Matthews BrownSunTrust Investment Services, Inc.Brown Associates, Inc.04-11-2017
Lori Ann MckellarRaymond James Financial Services, Inc.Securities Service Network, LLC04-11-2017
« Previous PageNext Page »

Showing 301 to 325 of 1,878 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.