Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emerson Matthews BrownSunTrust Investment Services, Inc.Brown Associates, Inc.04-11-2017
Lori Ann MckellarRaymond James Financial Services, Inc.Securities Service Network, LLC04-11-2017
Mark Stephen MeyerINVESTMENT PROFESSIONALS, INC.Fifth Third Securities, Inc.04-07-2017
Robert Allen MartinRaymond James & Associates, Inc.Scottrade, Inc.04-04-2017
Danny Fyke Fisher Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Gregory Marshall GreeneBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC04-03-2017
Davis Love PetersenMorgan StanleyRaymond James & Associates, Inc.03-31-2017
Christopher Michael TasikH. Beck, Inc.Cambridge Investment Research, Inc.$1503-29-2017
John Braxton GaitherAmerican Portfolios Financial Services, Inc.Regulus Advisors, LLC$5003-29-2017
Thomas Joseph BegleyAllstate Financial Services, LLCB. Riley Wealth Management03-29-2017
Sheila Powers JonesLPL Financial LLCInfinex Investments, Inc.$2503-28-2017
Tracy R FletcherCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC03-28-2017
Sam G Garrard IIISunTrust Investment Services, Inc.Investment Professionals, Inc.$5003-27-2017
Tammy Gale SmithINVEST Financial CorporationSA Stone Wealth Management Inc.03-27-2017
Walter Hunter Stamper IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-24-2017
Jay Scott McintyrePruco Securities, LLC.Principal Securities, Inc.03-23-2017
Matthew James TrivettSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$103-23-2017
Brent Alan MccayMcCay Wealth Advisory LLCWells Fargo Advisors Financial Network, LLC03-20-2017
Blake Thurston DorsettSignator Investors, Inc.Waddell & Reed03-17-2017
Joshua Gray ScandlenCWM, LLCUSAA Financial Advisors, Inc.03-17-2017
Matthew Caldwell RibbleWoodbury Financial Services, Inc.Victory Capital Advisers, Inc.$5003-17-2017
Christopher Charles MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$2503-16-2017
Bruce Evans, William Pickens, John Templeton, Zack VaughnBenjamin F. Edwards & Co.Wells Fargo Advisors$46403-06-2017
James Bruce EvansBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-06-2017
John Martin TempletonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-06-2017
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Showing 326 to 350 of 1,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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