Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zackary Brian VaughnBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-06-2017
Stephen Dale EvansAvondale Partners, LLCKestra Investment Services, LLC03-03-2017
Melissa Diane ClemensCary Street PartnersWells Fargo Clearing Services, LLC$5003-01-2017
Gerald R Rowe IIICUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2017
Scott Douglas WilliamsLPL FinancialRaymond James$9902-24-2017
Scott Douglas WilliamsLPL Financial LLCRaymond James Financial Services, Inc.02-24-2017
Fred Scott BurkeRaymond James Financial Services, Inc.INVEST Financial Corporation02-23-2017
Jeremy Niles LoftisRaymond James Financial Services, Inc.INVEST Financial Corporation02-23-2017
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Matthew Thomas HandleyINVEST Financial CorporationEdward Jones02-14-2017
Elisa Denise JonesRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$1002-09-2017
Larry Andrew PrislovskySSN Advisory, Inc.JD Powers Financial Services, Inc.02-07-2017
Paul Henry BarlowPark Avenue Securities LLCFTB Advisors, Inc.02-07-2017
Bridgit Lee BennettEdward JonesSunTrust Investment Services, Inc.$1002-03-2017
Jeffrey N BollingB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Mitchell Stanton EverettKestra Investment Services, LLCWaddell & Reed02-03-2017
Robert Douglas NicholB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
James David PowersLeigh Baldwin & Co., LLCSecurities Service Network, LLC02-01-2017
Graham William MattesPrivate Advisor Group, LLCEdward Jones01-30-2017
Roger Jamison ShiremanHD Vest Investment ServicesThe O.N. Equity Sales Company01-30-2017
William Murray Mcpherson Jr.Voya Financial Advisors, Inc.SagePoint Financial, Inc.01-26-2017
Patrick Leonard NeelWells Fargo Clearing Services, LLCEdward Jones$101-25-2017
Ellen E CoppingerLPL Financial LLCCUNA Brokerage Services, Inc.01-20-2017
Jeremy Allan JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
Lynn Clinton AlfordCambridge Investment Research Advisors, Inc.Retirement Wealth Advisors, Inc.01-19-2017
« Previous PageNext Page »

Showing 351 to 375 of 1,878 entries

Page 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 | 17 | 18 | 19 | 20 | 21 | 22

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.