Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter James DaleRaymond James Financial Services, Inc.TD Ameritrade, Inc.10-01-2018
David James BrownWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.$1009-28-2018
Terri Lynn WeatherlyPrincipal Securities, Inc.Farmers Financial Solutions, LLC09-28-2018
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$109-27-2018
Jeffrey S JeterAllstate Financial Services, LLCOneAmerica Securities, Inc.09-26-2018
Nicola Domenico DipaoloVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.09-25-2018
Daniel Brian GreavesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.09-20-2018
Ivan Luke GriffinLPL Financial LLCPrivate Client Services, LLC$109-20-2018
Gregory Wade FosterMorgan StanleyDuncan-Williams, Inc.09-14-2018
John "Barry" JenkinsStifel Nicolaus & Co.Wells Fargo Advisors$6509-14-2018
Taylor Alan WhittLPL Financial LLCMML Investors Services, LLC09-12-2018
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Bryan James KagariseMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-10-2018
David Victor MillerRaymond James Financial Services, Inc.Thrivent Investment Management Inc.09-10-2018
Tara Dempsey CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Associates, LLC$50009-10-2018
Michael Jackson HalePeak Financial Planning, LLCTransamerica Financial Advisors, Inc09-05-2018
Michael Oneal SharptonMML Investors Services, LLCLifeMark Securities Corp.$2509-05-2018
David Wayne BradleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
John Cline EvansSecurities America, Inc.Signator Investors, Inc.08-31-2018
Earl Christian ReeserReeser Advisory Services Inc.Raymond James & Associates, Inc.08-30-2018
Amy L JoslinCenter Street Securities, Inc.Emerson Equity LLC08-29-2018
Tanya J. Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
Charles Thomas KeeneBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Jimmy Allen BarkerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2018
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Showing 51 to 75 of 1,880 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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