Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marion Franklin Spencer Jr.Parkland Securities, LLCTransamerica Financial Advisors, Inc06-20-2018
Stephen Ellis HamiltonU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
David Gregory SchlagerWells Fargo Advisors Financial Network, LLCEdward Jones$10006-15-2018
Roger Neil WalkerCentaurus Financial, Inc.Csenge Advisory Group, LLC$5006-07-2018
Calvin Mark Taylor Jr.Principal Securities, Inc.MML Investors Services, LLC06-04-2018
James M. AidRBC Wealth ManagementWells Fargo Advisors$90006-01-2018
Allan Wesley HornerCriterion Capital Advisors LLCWells Fargo Advisors Financial Network, LLC06-01-2018
Scott Alexander FreemanCriterion Capital Advisors LLCWells Fargo Advisors Financial Network, LLC06-01-2018
Jerry Renee WhitleyB. Riley Wealth ManagementSignator Investors, Inc.05-29-2018
Norman Wayne JordanM Holdings Securities, Inc.Avondale Partners, LLC05-29-2018
Steven Glasgow, Stephen Evans, Jordan Sibler, Danielle Garofolo, Frank MooreJanney Montgomery ScottAvondale Partners$16305-16-2018
Steven Walter GlasgowJanney Montgomery Scott LLCIIC$15005-16-2018
George Reynolds Howard IIICentaurus Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.05-15-2018
Ralph Wilson SmithSecurities Service Network, LLCRaymond James Financial Services, Inc.$5005-15-2018
Bernice Chase PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2018
Wesley Aaron PriceAmeriprise Financial Services, Inc.Waddell & Reed05-11-2018
Terence George HickeySecurities Service Network, LLCKestra Investment Services, LLC$5005-07-2018
Derek Gates DieterichCetera Investment Services LLCAspire Private Wealth Counsel, LLC$2505-04-2018
George Wesley Head Jr.Ameriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.05-04-2018
Bradford Steven JonesTrustmont Financial Group, Inc.Infinity Financial Services05-01-2018
Michael Erwood MccormickCetera Investment Services LLCSignator Investors, Inc.04-30-2018
Donald Martin LevyStephensWells Fargo Clearing Services, LLC$5004-27-2018
Michael Kurt GlaserStephensWells Fargo Clearing Services, LLC04-27-2018
Jeffrey Lynn LittrellTBH Advisors, LLCWells Fargo Clearing Services, LLC04-26-2018
Andrew David TillettAmeriprise Financial Services, Inc.Edward Jones04-25-2018
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Showing 101 to 125 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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