Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivan Luke GriffinPrivate Client Services, LLCCambridge Investment Research, Inc.04-25-2018
Scott Matthew SchroeffelRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$104-23-2018
Robert A AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
James Ian MccolmMerrill Lynch, Pierce, Fenner & Smith IncorporatedJackson National Life Distributors LLC04-16-2018
Keith Charles KlineRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$104-13-2018
Brent Patrick NicksLPL Financial LLCB. Riley Wealth Management04-09-2018
James Paul WaltonVALIC Financial Advisors, Inc.AXA Advisors, LLC04-09-2018
Joy Lynne GarlandRoan Capital PartnersCetera Advisor Networks LLC04-05-2018
Toby Duane FlorekPrincipal Securities, Inc.Farmers Financial Solutions, LLC04-02-2018
Kenneth Lynn FarleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$5003-23-2018
Augustus Bo Martin DavisRaymond James Financial Services, Inc.Edward Jones03-20-2018
Brian Thomas Huxhold BRIANSunTrust Investment Services, Inc.Schwab Private Client Investment Advisory, Inc.03-19-2018
Justin Chase NewmanRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.03-19-2018
Charles Lee JohnsonMutual Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Jason B. LockridgeMutual Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
James Robert Ferguson IIIRoan Capital PartnersCetera Advisor Networks LLC03-14-2018
Christopher Alan SheltonCetera Investment Advisers LLCScottrade, Inc.03-12-2018
Maury Neal DavisWells Fargo Clearing Services, LLCMutual of America Securities LLC03-09-2018
Sidney Lloyd RobinsonGWFS Equities, Inc.Horace Mann Investors, Inc.$103-07-2018
Harish Vasanji VishriaAPW Capital, Inc.Ameriprise Financial Services, Inc.$50003-05-2018
Ben StillAXA Advisors, LLCMML Investors Services, LLC03-02-2018
Wayne Dean CraryTransamerica Financial Advisors, IncAllstate Financial Services, LLC03-01-2018
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
James Bradford BakerLPL Financial LLCEdward Jones$1002-26-2018
Justin David DruckenmillerLPL Financial LLCWaddell & Reed$102-23-2018
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Showing 126 to 150 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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