Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Patrick RoatenPrincipal Securities, Inc.SunTrust Investment Services, Inc.$2502-15-2018
Joe Franklin TetletonMML Investors Services, LLCWoodmen Financial Services, Inc.02-15-2018
David Wilson HillThomas Wilson & Co.Eudaimonia Partners, LLC02-13-2018
Sharon Len PerryLincoln InvestmentNYLIFE Securities LLC02-13-2018
David Philip AntypasCFD Investments, Inc.Sandlapper Securities, LLC02-07-2018
Richard Mathew FieldsFarmers Financial Solutions, LLCCambridge Investment Research, Inc.02-05-2018
Robert Lloyd SheetsInvestacorp, Inc.ProEquities, Inc.01-31-2018
Jeffrey A HolmesB. Riley Wealth ManagementStifel, Nicolaus & Company, Incorporated$2501-21-2018
David Mark BowerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$101-12-2018
Henry Hopkins NewtonWells Fargo Clearing Services, LLCEdward Jones$101-12-2018
Holly Coe LockleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
Minda Mychal WilsonEdward JonesProEquities, Inc.01-12-2018
Myles William ZuegerRaymond James Financial Services, Inc.Signator Investors, Inc.01-12-2018
Christopher Gavin BoldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC01-05-2018
Ashley Elizabeth KingCambridge Investment Research, Inc.INVEST Financial Corporation01-02-2018
Bret Bret MasseyEdward JonesCarty & Company, Inc.01-02-2018
Julian Franklin HarwellDominion Investor Services, Inc.Ameritas Investment Corp.01-02-2018
Megan Brianne BynumCambridge Investment Research, Inc.LPL Financial LLC01-02-2018
Mark Quinton Lindsey LouderbackAmeriprise Financial Services, Inc.Edward Jones12-26-2017
Jon Christian IversonFarmers Financial Solutions, LLCTransamerica Capital, Inc.$1012-20-2017
William Dale KellyFinancial Engines Advisors L.L.C.TIAA-CREF Individual & Institutional Services, LLC12-20-2017
David Harbert EnglandOneAmerica Securities, Inc.AXA Advisors, LLC$1012-19-2017
Vernon James HenryCambridge Investment Research, Inc.GWN Securities Inc.12-19-2017
Chip Jason JurgensenRaymond James Financial Services, Inc.LPL Financial LLC$112-14-2017
Christopher Adam WardLPL Financial LLCWaddell & Reed12-14-2017
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Showing 151 to 175 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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