Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Grant BalesBridgeworks Asset Management, LLCTennessee Valley Asset Management Partners, LLC12-14-2017
Jeffrey Louis FlowersGWFS Equities, Inc.FTB Advisors, Inc.12-14-2017
Adam Shane BreazealeFifth Third Securities, Inc.CUNA Brokerage Services, Inc.12-13-2017
Derek Lyn McdildaProEquities, Inc.Lincoln Financial Securities Corporation12-12-2017
Robert Lloyd SheetsProEquities, Inc.WMG Financial Advisors, LLC12-11-2017
Robert Lowell WarrenVALIC Financial Advisors, Inc.LPL Financial LLC12-11-2017
Charles Sidney CrockerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Jennifer Jo MatthewsProEquities, Inc.Lincoln Financial Securities Corporation12-08-2017
Ann Margaret BoydSecurities America, Inc.SII Investments, Inc.12-06-2017
Thaddeus Britton WellsMoney Concepts Capital CorpPark Avenue Securities LLC12-04-2017
Jonathan Trent RobertsonCambridge Investment Research, Inc.INVEST Financial Corporation12-01-2017
Robert Alan WalkerH. Beck, Inc.Lincoln Financial Securities Corporation12-01-2017
Robert Eugene NormanLPL Financial LLCU.S. Bancorp Investments, Inc.$5012-01-2017
Gregory Scott Griffith Sr.Cambridge Investment Research, Inc.Raymond James Financial Services Advisors, Inc11-30-2017
Kevin E SmithLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Ronald Dean BaileyLPL Financial LLCNational Planning Corporation$111-29-2017
Alan E. Williams, Thomas M. Hunter, Susan W. CrunkRaymond JamesWells Fargo Advisors$25011-27-2017
Joe Dan HollingsworthEdward JonesNationwide Investment Services Corporation11-24-2017
Phillip RogersStifel Nicolaus & Co.Wunderlich Securities$10611-20-2017
Kelly Obrien FinnellFirst Heartland Capital, Inc.M Holdings Securities, Inc.11-16-2017
Jeannan Castleberry BrewerB. Riley Wealth ManagementRaymond James & Associates, Inc.11-14-2017
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
Matthew Stephen SawyerSecurities America, Inc.SII Investments, Inc.10-31-2017
Nicholas Moor WeissfeldLincoln Financial Advisors CorporationMML Investors Services, LLC$2510-30-2017
Wade Alexander BilbreyOne Trusted Advisor InvestmentsWaddell & Reed10-30-2017
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Showing 176 to 200 of 1,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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