Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, LLC$4701-02-2009
Joshua Patrick HarnessB. Riley Wealth ManagementAmeriprise Financial Services, LLC04-13-2009
Catherine Sharp SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2505-29-2009
Lauren Austin EstesIndependent Financial Group, LLCAmeriprise Financial Services, LLC02-27-2013
Daryl Scott KrogmannCetera Investment Services LLCAmeriprise Financial Services, LLC02-27-2014
Peter Timothy DanilaitisWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-17-2014
Lee Bishop HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-04-2015
George Thomas GillenWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2501-14-2016
Keaton Reid WilliamsFirst Horizon Advisors, Inc.Ameriprise Financial Services, LLC03-16-2016
Sharon C JenningsGeneos Wealth Management, Inc.Ameriprise Financial Services, LLC$15010-21-2016
Angelo Edward RomanKestra Investment Services, LLCAmeriprise Financial Services, LLC$5011-04-2016
Kristie Marie KughlerNYLIFE Securities LLCAmeriprise Financial Services, LLC10-06-2017
Harish Vasanji VishriaAPW Capital, Inc.Ameriprise Financial Services, LLC$50003-05-2018
Robert Floyd BirdVishria Bird Financial Group, LLCAmeriprise Financial Services, LLC$5003-05-2018
Jonathan Adam DuttonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-03-2018
Paul Todd GaitherRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-16-2018
Deborah Michelle SossamanRaymond James & Associates, Inc.Ameriprise Financial Services, LLC02-12-2019
Wesley Aaron PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-03-2019
Todd A McCameyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-01-2019
Vernon Aubrey ThorntonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-14-2019
Nicholas Ryan DaleCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC01-06-2020
William Boyce HughesProEquities, Inc.Ameriprise Financial Services, LLC01-07-2020
Paul E GoodLPL Financial LLCAmeriprise Financial Services, LLC04-21-2020

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.