Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Tanya J. Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Christopher Gavin BoldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC01-05-2018
Gregory Marshall GreeneBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC04-03-2017
Adam Pierce KellySecurian Financial Services, Inc.Cetera Investment Services LLC09-02-2016
Douglas Wilson JonesRaymond James Financial Services, Inc.Cetera Investment Services LLC$108-23-2016
Jonathan Daniel SmalleySunTrust Investment Services, Inc.Cetera Investment Services LLC07-25-2016
Sean Taylor WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$2507-01-2016
Sidney Lloyd RobinsonGWFS Equities, Inc.Cetera Investment Services LLC$109-21-2015
David Michael BiggsRaymond James Financial Services, Inc.Cetera Investment Services LLC$108-07-2015
Robert Michael Hebert Jr.SunTrust Investment Services, Inc.Cetera Investment Services LLC03-26-2015
Kenneth A FordLPL Financial LLCCetera Investment Services LLC02-09-2015
Jody Dale PartinLPL Financial LLCCetera Investment Services LLC11-05-2013
Robert Michael CookFifth Third Securities, Inc.Cetera Investment Services LLC10-11-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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