Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Jane SchaeferMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrew Julian VenableMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Avery Brian MassengillMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brenda Branyan VandersliceUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Brendan Edward Finucane Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Caren Poletti WilliamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Stacey MontgomeryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10002-18-2009
Craig Alan MayfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Calvin Brandon Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Ivanovitch Obolensky, Frederick Michael LongUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-31-2009
Eric Alexander JohnsonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Frank Williamson Blair IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Garrick Preston RalstonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gary Meeks Hinson Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeffrey Delmar GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$1003-06-2009
Jeffrey P. MillerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
John Alcus LenoirMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Claude Darwin IIIMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
John David ThomasUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2009
John E. Myers IIIMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
John Guinee RossMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jonathan Walker GilliamMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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