Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Merrill Callaway SextonUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
David I Ivanovitch ObolenskyUBS Financial Services Inc.Citigroup Global Markets Inc.03-31-2009
Frederick M LongUBS Financial Services Inc.Citigroup Global Markets Inc.03-31-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Ryan Mathew MccannUBS Financial Services Inc.Citigroup Global Markets Inc.02-24-2009
William Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Michael Lynn MatthewsUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
Elliot Ryan KierskyUBS Financial Services Inc.Citigroup Global Markets Inc.01-28-2009
George Ernest HartB. Riley Wealth ManagementCitigroup Global Markets Inc.$2501-23-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$3402-27-2009
Condolee Gilliam JrUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-18-2009
Guy Blann BrittonB. Riley Wealth ManagementCitigroup Global Markets Inc.$5002-06-2009
John David ThomasUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-15-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$13603-27-2009
Brenda V HatmakerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Scott Christopher McdonaldUBS Financial Services Inc.Citigroup Global Markets Inc.$28904-01-2009
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-30-2009
Locke Y Carter JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-30-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.