Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Duane HardmanAllstate Financial Services, LLCEdward Jones02-27-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
James Michael Woods Jr.LPL Financial LLCEdward Jones11-12-2009
Steven Trevor SkipperLPL Financial LLCEdward Jones11-12-2009
Rebecca Loyd FrazierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2504-30-2010
Nelson Blair PattersonWells Fargo Clearing Services, LLCEdward Jones$5008-20-2010
James Robert FairweatherLPL Financial LLCEdward Jones$2511-03-2010
Bethel L. ColemanCUNA Brokerage Services, Inc.Edward Jones12-16-2010
Roger Duke ZieglerVoya Financial Advisors, Inc.Edward Jones$2502-11-2011
Joshua Neal GerikLPL Financial LLCEdward Jones$2503-28-2011
Craig Harrison MillerLPL Financial LLCEdward Jones04-20-2011
Lowell Dale FriendWells Fargo Clearing Services, LLCEdward Jones$15006-17-2011
John Mark McAnallyWells Fargo Clearing Services, LLCEdward Jones09-15-2011
Traci Kim MillerLPL Financial LLCEdward Jones11-28-2011
Brandon D. HaumschiltRaymond James Financial Services, Inc.Edward Jones01-05-2012
Stephen James LangeRaymond James Financial Services, Inc.Edward Jones03-02-2012
Jack Russell MeeceLPL Financial LLCEdward Jones$2505-21-2012
Tony Russell WootenLPL Financial LLCEdward Jones$15008-03-2012
Troy Ashley GentryLPL Financial LLCEdward Jones12-10-2012
Christopher Roy ClaytonLPL Financial LLCEdward Jones12-14-2012
Rodney Lorenzt DunnLPL Financial LLCEdward Jones$1001-28-2013
Brad James KoesterNationwide Securities, LLCEdward Jones$1003-21-2013
Nancy Louise WelchPatriot Investment Management Group IncEdward Jones07-29-2014
Raymond John PonnathWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Andy Levoy KnowlesLPL Financial LLCEdward Jones10-15-2014
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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