Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew ClinardSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15008-02-2018
Wendell Lee BunchCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.07-17-2017
Charles Philip StaplesWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-07-2017
Mark Stephen MeyerINVESTMENT PROFESSIONALS, INC.Fifth Third Securities, Inc.04-07-2017
Elisa Denise JonesRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$1002-09-2017
Stephen Wood MartinOasis Wealth Planning AdvisorsFifth Third Securities, Inc.10-24-2016
David Glen RoessnerCetera Investment Services LLCFifth Third Securities, Inc.08-11-2016
Trista Marie AllisonSunTrust Investment Services, Inc.Fifth Third Securities, Inc.06-16-2016
Ryan Kenneth SnoverLPL Financial LLCFifth Third Securities, Inc.$2506-10-2016
Thomas Henry DillonSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15004-04-2016
Jason Michael MacherSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$2501-19-2016
Warren Geoffery Rogers IISunTrust Investment Services, Inc.Fifth Third Securities, Inc.08-19-2015
Cody Bryan TellisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$5004-21-2015
Nicholas Wayne HodgeCambridge Investment Research, Inc.Fifth Third Securities, Inc.01-02-2015
Tracey Horner PearsonSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$5005-06-2014
Troy Manson SmithSunTrust Investment Services, Inc.Fifth Third Securities, Inc.01-22-2014
Christian Patrick DepriestSunTrust Investment Services, Inc.Fifth Third Securities, Inc.01-08-2014
Benjamin Rhett FordhamRaymond James Financial Services, Inc.Fifth Third Securities, Inc.12-02-2013
Michael Scott SwannSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$2511-04-2013
Michael Sean BurkeSunTrust Investment Services, Inc.Fifth Third Securities, Inc.11-04-2013
Kristi Dailey HillU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-25-2012
Roger Alton Rhodes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-19-2012
Phillip Earl WepkingU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.05-28-2010
Kevin David ThompsonWaddell & ReedFifth Third Securities, Inc.09-23-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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