Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shari Lynn LyleFTB Advisors, Inc.Fifth Third Securities, Inc.04-29-2009
Phillip Earl WepkingU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.05-28-2010
Roger Alton Rhodes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-19-2012
Kristi Dailey HillU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-25-2012
Michael Scott SwannSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$2511-04-2013
Michael Sean BurkeSunTrust Investment Services, Inc.Fifth Third Securities, Inc.11-04-2013
Benjamin R. FordhamRaymond James Financial Services, Inc.Fifth Third Securities, Inc.12-02-2013
Christian Patrick DepriestSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$10001-08-2014
Troy Manson SmithSunTrust Investment Services, Inc.Fifth Third Securities, Inc.01-22-2014
Tracey Horner PearsonSunTrust Investment Services, Inc.Fifth Third Securities, Inc.05-06-2014
Nicholas Wayne HodgeCambridge Investment Research, Inc.Fifth Third Securities, Inc.01-02-2015
Cody Bryan TellisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-21-2015
Eric Scott SolowaySunTrust Investment Services, Inc.Fifth Third Securities, Inc.08-10-2015
Warren Geoffery Rogers IISunTrust Investment Services, Inc.Fifth Third Securities, Inc.08-19-2015
Jason Michael MacherSunTrust Investment Services, Inc.Fifth Third Securities, Inc.01-19-2016
Thomas H. DillonSunTrust Investment Services, Inc.Fifth Third Securities, Inc.04-04-2016
Ryan Kenneth SnoverLPL Financial LLCFifth Third Securities, Inc.$1006-10-2016
Trista Marie AllisonSunTrust Investment Services, Inc.Fifth Third Securities, Inc.06-16-2016
David Glen RoessnerCetera Investment Services LLCFifth Third Securities, Inc.08-11-2016
Stephen Wood MartinOasis Wealth Planning AdvisorsFifth Third Securities, Inc.10-24-2016
Elisa Denise JonesRaymond James Financial Services, Inc.Fifth Third Securities, Inc.02-09-2017
Mark Stephen MeyerInvestment Professionals, Inc.Fifth Third Securities, Inc.04-07-2017
Charles P. StaplesWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-07-2017
Wendell Lee BunchCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$5007-17-2017
Scott Douglas EwingCetera Investment Services LLCFifth Third Securities, Inc.07-31-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.