Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stevan Lenoir Black Jr.Morgan Keegan & Company, Inc.INVEST Financial Corporation06-12-2009
Kimberly Ann MeltonDominion Investor Services, Inc.INVEST Financial Corporation$108-10-2012
Brian Ashley MullinsLPL Financial LLCINVEST Financial Corporation$5006-12-2014
Stephen Ellis HamiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation10-29-2014
Teresa Dawn BiddixMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation11-26-2014
Matthew Datis-O'Neal KennedyFirst Heartland Capital, Inc.INVEST Financial Corporation03-01-2016
Chance C BarronFTB Advisors, Inc.INVEST Financial Corporation06-03-2016
Norman Wayne JordanAvondale Partners, LLCINVEST Financial Corporation07-07-2016
Christopher Dean Carroll Sr.ProEquities, Inc.INVEST Financial Corporation$2508-29-2016
Rodney Taylor WrightRaymond James Financial Services, Inc.INVEST Financial Corporation$1009-28-2016
Fred Scott BurkeRaymond James Financial Services, Inc.INVEST Financial Corporation02-23-2017
Jeremy Niles LoftisRaymond James Financial Services, Inc.INVEST Financial Corporation02-23-2017
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation$5010-13-2017
Charles Edward Earle Jr.LPL Financial LLCINVEST Financial Corporation$2510-13-2017
Charles Emerson IIMML Investors Services, LLCINVEST Financial Corporation10-25-2017
Jonathan Trent RobertsonCambridge Investment Research, Inc.INVEST Financial Corporation12-01-2017
Ashley Elizabeth KingCambridge Investment Research, Inc.INVEST Financial Corporation01-02-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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