Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noel Gabriel DavidVeritas Advisory GroupMML Investors Services, LLC10-05-2020
Anna Katherine CookFirst Horizon Advisors, Inc.MML Investors Services, LLC04-29-2020
Dick White ThompsonLPL Financial LLCMML Investors Services, LLC03-26-2020
Walter Glenn GrantLPL Financial LLCMML Investors Services, LLC02-26-2020
Judith Darlene TuckerOptivise Advisory Services LLCMML Investors Services, LLC02-05-2020
Michael Sean VereenCambridge Investment Research, Inc.MML Investors Services, LLC$5002-03-2020
Peter Jacob AmreinM Holdings Securities, Inc.MML Investors Services, LLC12-09-2019
Jonathan Todd WilliamsM Holdings Securities, Inc.MML Investors Services, LLC$5011-01-2019
Travis Steven McCurryM Holdings Securities, Inc.MML Investors Services, LLC11-01-2019
Sten Jacoby MorganSA Stone Wealth Management Inc.MML Investors Services, LLC09-30-2019
Dustin PerkinsSA Stone Wealth Management Inc.MML Investors Services, LLC09-30-2019
Robert Mitchell BlakneyRaymond James & Associates, Inc.MML Investors Services, LLC08-13-2019
Molly McniellRaymond James & Associates, Inc.MML Investors Services, LLC08-09-2019
Stephen M MoserCambridge Investment Research, Inc.MML Investors Services, LLC07-29-2019
Robert Shawn RogersRetirement Wealth Advisors, Inc.MML Investors Services, LLC10-05-2018
Nathan Bradley HarroUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC09-12-2018
Taylor Alan WhittLPL Financial LLCMML Investors Services, LLC09-12-2018
Ben StillEquitable Advisors, LLCMML Investors Services, LLC03-02-2018
Nicholas Moor WeissfeldLincoln Financial Advisors CorporationMML Investors Services, LLC10-30-2017
Cobb Hays HammondMoney Concepts Capital CorpMML Investors Services, LLC10-26-2017
James Ryan SnellenCambridge Investment Research, Inc.MML Investors Services, LLC10-18-2017
Gerald King EmersonPruco Securities, LLC.MML Investors Services, LLC08-31-2017
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
John Marshall RussellPark Avenue Securities LLCMML Investors Services, LLC01-25-2017
Jeremy A JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.