Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Alan LoosC & J Wealth AdvisorsMML Investors Services, LLC05-12-2010
Michael Sean VereenCambridge Investment Research, Inc.MML Investors Services, LLC$5002-03-2020
Stephen M MoserCambridge Investment Research, Inc.MML Investors Services, LLC07-29-2019
James Ryan SnellenCambridge Investment Research, Inc.MML Investors Services, LLC10-18-2017
Anthony William YoussefiCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2016
Michael Russell DunnCambridge Investment Research, Inc.MML Investors Services, LLC11-04-2016
Monte Brant MillerCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2016
Charles Michael EstesCambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Wade Lance McMinn JrCambridge Investment Research, Inc.MML Investors Services, LLC$10001-31-2011
Phillip Brian Cook JrCambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Paul Lucian WetherallCambridge Investment Research, Inc.MML Investors Services, LLC$5001-21-2010
Conrad Lowell Slate SrCambridge Investment Research, Inc.MML Investors Services, LLC$5004-24-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
William Henry Parrish JrCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Ben StillEquitable Advisors, LLCMML Investors Services, LLC03-02-2018
Jeremy A JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
Charles L SkipperFarmers Financial Solutions, LLCMML Investors Services, LLC05-14-2015
Edward Lee Maddox IIFarmers Financial Solutions, LLCMML Investors Services, LLC08-27-2014
Laura Kaczor StevensFifth Third Securities, Inc.MML Investors Services, LLC10-10-2013
Anna Katherine CookFirst Horizon Advisors, Inc.MML Investors Services, LLC04-29-2020
Jeffrey Matthew HammGPWA, LLCMML Investors Services, LLC02-24-2016
Dean Vincent ToscanoGPWA, LLCMML Investors Services, LLC$5002-23-2015
Nicholas Moor WeissfeldLincoln Financial Advisors CorporationMML Investors Services, LLC10-30-2017
Dick White ThompsonLPL Financial LLCMML Investors Services, LLC03-26-2020
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.