Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Harry JergesenWoodbury Financial Services, Inc.MML Investors Services, LLC03-09-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC04-01-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
William Henry Parrish Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Jeffrey Alan LoosC & J Wealth AdvisorsMML Investors Services, LLC05-12-2010
Seth Patrick ColleyBancorpSouth Investment Services, Inc.MML Investors Services, LLC08-17-2010
Wade Lance McMinn Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Joseph Richard MooreLPL Financial LLCMML Investors Services, LLC02-08-2012
Dorothy Dacus NorthamPrincipal Securities, Inc.MML Investors Services, LLC06-07-2012
Dustin L. BaucomLPL Financial LLCMML Investors Services, LLC09-11-2012
Ryan Blake TenryLPL Financial LLCMML Investors Services, LLC02-08-2013
Randy Lynn PuckettFinancial Partners Group, LLCMML Investors Services, LLC04-10-2013
Paul Todd GaitherAmeriprise Financial Services, LLCMML Investors Services, LLC04-12-2013
Laura Kaczor StevensFifth Third Securities, Inc.MML Investors Services, LLC10-10-2013
Garrick R. CarterFidelity Brokerage Services LLCMML Investors Services, LLC10-29-2013
Andrea D. GoldbergFarmers Financial Solutions, LLCMML Investors Services, LLC$104-02-2014
Marcus T. TurnerAllstate Financial Services, LLCMML Investors Services, LLC04-03-2014
Thomas Lawrence TalbotPrincipal Securities, Inc.MML Investors Services, LLC04-22-2014
David Thomas HowellPrincipal Securities, Inc.MML Investors Services, LLC05-28-2014
Chelse Nieri StevensFidelity Brokerage Services LLCMML Investors Services, LLC06-20-2014
Edward Lee Maddox IIFarmers Financial Solutions, LLCMML Investors Services, LLC08-27-2014
Roger N. WalkerFSC Securities CorporationMML Investors Services, LLC10-01-2014
Jonathan Hardy HendersonSignator Investors, Inc.MML Investors Services, LLC01-16-2015
John Calvin Wooten IIIPrincipal Securities, Inc.MML Investors Services, LLC01-22-2015
Dean Vincent ToscanoGPWA, LLCMML Investors Services, LLC02-23-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.