Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor Alan WhittLPL Financial LLCMML Investors Services, LLC09-12-2018
Calvin Mark Taylor Jr.Principal Securities, Inc.MML Investors Services, LLC06-04-2018
Ben StillAXA Advisors, LLCMML Investors Services, LLC03-02-2018
James Ryan SnellenCambridge Investment Research, Inc.MML Investors Services, LLC10-18-2017
Benjamin L. Wright Jr.Allstate Financial Services, LLCMML Investors Services, LLC09-20-2017
Jeff M. WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
John LaffertyPrincipal Securities, Inc.MML Investors Services, LLC05-05-2017
Jeremy A. JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
Anthony William YoussefiCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2016
Michael Russell DunnCambridge Investment Research, Inc.MML Investors Services, LLC11-04-2016
Jeffrey Matthew HammGPWA, LLCMML Investors Services, LLC02-24-2016
Charles L. SkipperFarmers Financial Solutions, LLCMML Investors Services, LLC05-14-2015
Dean Vincent ToscanoGPWA, LLCMML Investors Services, LLC02-23-2015
Edward Lee Maddox IIFarmers Financial Solutions, LLCMML Investors Services, LLC08-27-2014
David Thomas HowellPrincipal Securities, Inc.MML Investors Services, LLC05-28-2014
Marcus T. TurnerAllstate Financial Services, LLCMML Investors Services, LLC04-03-2014
Laura Kaczor StevensFifth Third Securities, Inc.MML Investors Services, LLC10-10-2013
Dorothy Dacus NorthamPrincipal Securities, Inc.MML Investors Services, LLC06-07-2012
Wade Lance McMinn Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Jeffrey Alan LoosC & J Wealth AdvisorsMML Investors Services, LLC05-12-2010
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
William Henry Parrish Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC04-01-2009
Gerald King EmersonPruco Securities, LLC.MML Investors Services, LLC$1008-31-2017
Nicholas Moor WeissfeldLincoln Financial Advisors CorporationMML Investors Services, LLC$2510-30-2017
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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