Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Tallman MayAvondale Partners, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2013
Spencer Scott MossburgAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Jeremy Ray StephensBB&T Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2014
Jimmy Allen BarkerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2018
Charles Thomas KeeneBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Sharon E. HammerCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2012
Nathaniel Harris PowersCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Anthony Doyley Jr.Cetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Kevin Stuart FillersCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
John Kevin StophelConcert Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2012
Matthew Paul McCoyConcert Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-13-2012
Gerald R. Rowe IIICUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2017
Emily Nicole LeeCWM, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Clayton T. BrownDelta Trust Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2016
Kaitlin D FreemanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
John Carlock HugheyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Susan Stieg FullerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-28-2009
Daniel Alan SlowinskiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2014
Jody Lynn MangFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2013
Brett T. HuntFirst Horizon Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2017
Timothy B. RichardsonFirst Horizon Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2016
Jeffrey Neal McIlvainFirst Horizon Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
James Leslie Nicholson IIFirst Horizon Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Rosalyn Rochelle GrayFirst Horizon Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-23-2009
Nicholas Wayne HodgeFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.