Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael JacksonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75005-13-2016
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
David Jackson, Martin SpearsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$20005-19-2016
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-27-2009
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Matthew J. CrowderLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2018
Dwight C. Tomlin, Angela Denise CallicoattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2015
Walter StamperRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$14704-27-2017
Jimmy Allen BarkerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2018
Gary Derond BakerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-25-2015
Michael D. TankersleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2015
Richard Clyde HastingsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-23-2012
Robert Hugh Evans Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2012
Ross Evans PeayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
Leonidas Clyde Vaughan IVRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
George Henry Andrews Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2010
Carla Faye Donina, Robert Lawrence Donina Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Evans PeayRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$9202-24-2012
Kevin Stophel, Matthew McCoyConcert Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$9009-13-2012
Walter Hunter Stamper IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-24-2017
Mark Gerald BillionsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-08-2013
Brad Dunagan BiggsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-16-2013
Julius Reynard Moody IIWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-27-2009
Thomas Tucker DunbarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2009
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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